SEC Form 4 · accession 0001403256-18-000074

Och-Ziff Capital Management Group LLC · OZM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Accounting Officer

Period of report

Mar 5, 2018

Accepted (ET)

Mar 6, 2018 · 6:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001403256

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class A Restricted Share Units^F1,F2	—	Mar 5, 2018	A	513	A	—	—	Class A Shares	513	19,942	D
Class A Restricted Share Units^F1,F3	—	Mar 5, 2018	A	2,282	A	—	—	Class A Shares	2,282	88,686	D
Class A Restricted Share Units^F1,F4	—	Mar 5, 2018	A	1,930	A	—	—	Class A Shares	1,930	75,024	D

F1Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F2The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on January 31, 2016. The Class A Restricted Share Units vest, subject to certain limited exceptions, in full on December 26, 2018.
F3The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on January 31, 2017. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2018, and December 26, 2019.
F4The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on January 31, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2018, December 26, 2019 and December 26, 2020.