SEC Form 4 · accession 0001403256-18-000119
Och-Ziff Capital Management Group LLC · OZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erez Elisha
Officer — Chief Accounting Officer
Period of report
Apr 23, 2018
Accepted (ET)
Apr 24, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403256
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Restricted Share UnitsF2,F1 | — | Apr 23, 2018 | A | 600,000 | A | — | — | Class A Shares | 600,000 | 600,000 | D |
| Class A Restricted Share UnitsF3,F1 | — | holding | — | — | — | — | — | Class A Shares | 75,024 | 75,024 | D |
| Class A Restricted Share UnitsF4,F1 | — | holding | — | — | — | — | — | Class A Shares | 88,686 | 88,686 | D |
| Class A Restricted Share UnitsF5,F1 | — | holding | — | — | — | — | — | Class A Shares | 19,942 | 19,942 | D |
Explanation of responses
- F1Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- F2The amount shown represents Class A Restricted Share Units granted to the Reporting Person on April 23, 2018. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2018, December 26, 2019 and December 26, 2020.
- F3The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 31, 2018, as well as dividend equivalents accrued on such units. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2018, December 26, 2019 and December 26, 2020.
- F4The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 31, 2017, as well as dividend equivalents accrued on such units. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on December 26, 2018, and December 26, 2019.
- F5The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 31, 2016, as well as dividend equivalents accrued on such units. The Class A Restricted Share Units vest, subject to certain limited exceptions, on December 26, 2018.