SEC Form 4 · accession 0001403256-15-000094
Och-Ziff Capital Management Group LLC · OZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Levin
Officer — Head of Global Credit
Period of report
May 22, 2015
Accepted (ET)
May 27, 2015 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403256
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Restricted Share UnitsF1,F2 | — | May 22, 2015 | A | 27,925 | A | — | — | Class A Shares | 27,925 | 1,621,007 | D |
Explanation of responses
- F1Each Class A Restricted Share Unit represents, at the election of the administrator of the plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
- F2The Class A Restricted Share Units are dividend equivalents accrued on the outstanding Class A Restricted Share Units granted on January 31, 2013. The Class A Restricted Share Units vest, subject to certain limited exceptions, in full on December 26, 2015.