SEC Form 4 · accession 0001403256-17-000044
Och-Ziff Capital Management Group LLC · OZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Barry Griswell
Director
Period of report
Mar 1, 2017
Accepted (ET)
Mar 2, 2017 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Mar 1, 2017 | A | 22,797 | $0.00 | A | 107,366 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount shown represents Class A Restricted Share Units granted to the Reporting Person on March 1, 2017. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The Class A Restricted Shared Units will vest, subject to certain limited exceptions, on March 1, 2018. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors.