SEC Form 4 · accession 0001403256-17-000210
Och-Ziff Capital Management Group LLC · OZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Barr
Director
Period of report
Nov 20, 2017
Accepted (ET)
Nov 22, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403256
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A SharesF1 | Nov 20, 2017 | A | 964 | $0.00 | A | 152,018 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 327 are fully vested, 263 vest on January 1, 2018, 187 vest on August 9, 2018 and the remainder vest on August 9, 2019. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors.