SEC Form 4 · accession 0001493225-18-000008
Northfield Bancorp, Inc. · NFBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick E Scura Jr.
Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 8:51 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493225
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 31, 2018 | M | 30,000 | $7.085 | A | 90,043 | D | |
| Common Stock | Jan 31, 2018 | F | 12,667 | $16.78 | D | 77,376 | D | |
| Common Stock | Feb 1, 2018 | M | 63,000 | $7.09 | A | 140,376 | D | |
| Common Stock | Feb 1, 2018 | F | 26,428 | $0.00 | D | 113,948 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $7.09 | Jan 31, 2018 | M | 30,000 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 30,000 | 63,000 | D |
| Stock Appreciation Rights | $7.09 | Feb 1, 2018 | M | 63,000 | D | Jan 30, 2010 | Jan 30, 2019 | Common Stock | 63,000 | 0 | D |
| Stock Options | $13.13 | holding | — | — | — | Jun 11, 2015 | Jun 11, 2024 | Common Stock | 75,000 | 75,000 | D |
| Stock Options | $14.76 | holding | — | — | — | May 27, 2016 | May 27, 2025 | Common Stock | 32,000 | 32,000 | D |