SEC Form 4 · accession 0001179110-18-001372
ABBOTT LABORATORIES · ABT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Ford
Officer — Executive Vice President
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000001800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares without par value | Jan 30, 2018 | M | 4,467 | $26.1879 | A | 56,633 | D | |
| Common shares without par value | Jan 30, 2018 | M | 10,400 | $22.3919 | A | 67,033 | D | |
| Common shares without par value | Jan 30, 2018 | M | 19,600 | $27.0336 | A | 86,633 | D | |
| Common shares without par value | Jan 30, 2018 | M | 49,000 | $34.94 | A | 135,633 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.81 | D | 135,433 | D | |
| Common shares without par value | Jan 30, 2018 | S | 300 | $62.82 | D | 135,133 | D | |
| Common shares without par value | Jan 30, 2018 | S | 100 | $62.825 | D | 135,033 | D | |
| Common shares without par value | Jan 30, 2018 | S | 527 | $62.83 | D | 134,506 | D | |
| Common shares without par value | Jan 30, 2018 | S | 100 | $62.84 | D | 134,406 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.845 | D | 134,206 | D | |
| Common shares without par value | Jan 30, 2018 | S | 100 | $62.85 | D | 134,106 | D | |
| Common shares without par value | Jan 30, 2018 | S | 100 | $62.86 | D | 134,006 | D | |
| Common shares without par value | Jan 30, 2018 | S | 400 | $62.88 | D | 133,606 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.89 | D | 133,406 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.8975 | D | 133,206 | D | |
| Common shares without par value | Jan 30, 2018 | S | 100 | $62.90 | D | 133,106 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.91 | D | 132,906 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.93 | D | 132,706 | D | |
| Common shares without par value | Jan 30, 2018 | S | 1,100 | $62.95 | D | 131,606 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.955 | D | 131,406 | D | |
| Common shares without par value | Jan 30, 2018 | S | 2,700 | $62.96 | D | 128,706 | D | |
| Common shares without par value | Jan 30, 2018 | S | 200 | $62.965 | D | 128,506 | D | |
| Common shares without par value | Jan 30, 2018 | S | 2,000 | $62.97 | D | 126,506 | D | |
| Common shares without par value | Jan 30, 2018 | S | 400 | $62.975 | D | 126,106 | D | |
| Common shares without par value | Jan 30, 2018 | S | 1,000 | $62.98 | D | 125,106 | D | |
| Common shares without par value | Jan 30, 2018 | S | 1,346 | $62.985 | D | 123,760 | D | |
| Common shares without par value | Jan 30, 2018 | S | 100 | $62.9875 | D | 123,660 | D | |
| Common shares without par value | Jan 30, 2018 | S | 3,600 | $62.99 | D | 120,060 | D | |
| Common shares without par value | Jan 30, 2018 | S | 5,303 | $62.995 | D | 114,757 | D | |
| Common shares without par value | Jan 30, 2018 | S | 21,789 | $63.00 | D | 92,968 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $26.1879 | Jan 30, 2018 | M | 4,467 | D | Feb 19, 2013 | Feb 18, 2020 | Common shares | 4,467 | 0 | D |
| Option (right to buy)F1 | $22.3919 | Jan 30, 2018 | M | 10,400 | D | Feb 18, 2014 | Feb 17, 2021 | Common shares | 10,400 | 0 | D |
| Option (right to buy)F1 | $27.0336 | Jan 30, 2018 | M | 19,600 | D | Feb 17, 2015 | Feb 16, 2022 | Common shares | 19,600 | 0 | D |
| Option (right to buy)F1 | $34.94 | Jan 30, 2018 | M | 49,000 | D | Feb 15, 2016 | Feb 14, 2023 | Common shares | 49,000 | 0 | D |
Explanation of responses
- F1Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.
Remarks
These transactions were made pursuant to a previously adopted plan complying with Rule 10b5-1(c).Form 1 of 2.