SEC Form 4 · accession 0000717538-18-000030
ARROW FINANCIAL CORP · AROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Moynehan
Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 1, 2018 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000717538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 42,247 | D | ||
| Common Stock | holding | — | — | — | 1,552 | I | Moynehan Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $32.80 | Jan 31, 2018 | A | 1,000 | A | — | Jan 31, 2028 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1The information provided reflects 405 shares acquired under the Company's DRIP since November 30, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
- F2The options vests in four equal installments beginning January 31, 2019