SEC Form 4 · accession 0001104659-18-005881

Limbach Holdings, Inc. · LMB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owners

Director · 10% Owner

Director · 10% Owner

Period of report

Jan 31, 2018

Accepted (ET)

Feb 1, 2018 · 5:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001606163

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F4	Jan 31, 2018	J	1,356,355	$0.00	D	0	I	See Footnote
Common Stock^F2	Jan 31, 2018	J	4,762	$0.00	A	4,762	D
Common Stock^F3	Jan 31, 2018	J	40,035	$0.00	A	40,035	I	See Footnote

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant to Purchase Common Stock^F4	$12.50	Jan 31, 2018	J	525,322	D	Aug 19, 2016	Aug 19, 2023	Common Stock	525,322	0	I
Warrant to Purchase Common Stock^F4	$11.50	Jan 31, 2018	J	787,982	D	Aug 19, 2016	Aug 19, 2021	Common Stock	787,982	0	I
Warrant to Purchase Common Stock	$12.50	Jan 31, 2018	J	1,844	A	Aug 19, 2016	Aug 19, 2023	Common Stock	1,844	1,844	D
Warrant to Purchase Common Stock	$11.50	Jan 31, 2018	J	2,768	A	Aug 19, 2016	Aug 19, 2021	Common Stock	2,768	2,768	D
Warrant to Purchase Common Stock^F3	$12.50	Jan 31, 2018	J	15,504	A	Aug 19, 2016	Aug 19, 2023	Common Stock	15,504	15,504	I
Warrant to Purchase Common Stock^F3	$11.50	Jan 31, 2018	J	23,260	A	Aug 19, 2016	Aug 19, 2021	Common Stock	23,260	23,260	I

F1The transactions reported represent pro rata distributions, and not purchases or sales of securities, by FdG Capital Partners LLC to its members without consideration.
F2Represents securities received as pro rata distributions by Mr. Gellman as a member of Huck Holdings LLC immediately following distributions to Huck Holdings LLC as a member of FdG Capital Partners LLC.
F3Represents securities received as pro rata distributions from FdG Capital Partners LLC and held directly by FdG Capital Associates LLC, of which Mr. Gellman is a member and on the board of managers. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
F4The securities distributed were held directly by FdG Capital Partners LLC. Mr. Gellman is the sole member of the investment committee of FdG Capital Partners LLC. Mr. Gellman disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.