SEC Form 4 · accession 0001144204-18-005467
SHORE BANCSHARES INC · SHBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd L Beatty Jr.
Officer — President & CEO · Director
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001035092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Jan 31, 2018 | M | 22,590 | $6.635 | A | 84,188 | D | |
| COMMON STOCKF1 | Jan 31, 2018 | M | 12,590 | $9.175 | A | 96,778 | D | |
| COMMON STOCKF1 | Jan 31, 2018 | F | 20,896 | $17.915 | D | 75,882 | D | |
| COMMON STOCK | holding | — | — | — | 855 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $6.635 | Jan 31, 2018 | M | 22,590 | D | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 22,590 | 0 | D |
| Stock Options (Right to Buy) | $9.175 | Jan 31, 2018 | M | 12,590 | D | Jan 1, 2016 | Jan 1, 2025 | Common Stock | 12,590 | 0 | D |
Explanation of responses
- F1Amount includes 188.6211 shares acquired through dividend reinvestment plan.