SEC Form 4 · accession 0001140361-18-004641
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn C. Cummins
Officer — Vice President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 1:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 3,364 | D | ||
| Common Stock | holding | — | — | — | 25,580 | I | Trustee of trust for self |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive stock option (right to buy)F2 | $25.84 | Jan 31, 2018 | A | 4,055 | A | — | Jan 31, 2025 | common stock | 4,055 | 4,055 | D |
| Non-qualified stock option (right to buy)F2 | $25.84 | Jan 31, 2018 | A | 3,790 | A | — | Jan 31, 2025 | common stock | 3,790 | 3,790 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 3,364 shares held in the Sonic Corp. Stock Purchase Plan as of January 17, 2018.
- F2One-third of the total number of options granted January 31, 2018 will vest on each of the first three anniversary dates following the grant date.