SEC Form 4 · accession 0001225208-18-002013
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 10:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 1, 2018 | M | 76,183 | $51.61 | A | 254,715 | D | |
| Common SharesF2 | Feb 1, 2018 | S | 4,079 | $104.3925 | D | 250,636 | D | |
| Common SharesF3 | Feb 1, 2018 | S | 16,623 | $102.7932 | D | 234,013 | D | |
| Common SharesF4 | Feb 1, 2018 | S | 55,481 | $103.7941 | D | 178,532 | D | |
| Common Shares | holding | — | — | — | 15,000 | I | by charitable remainder trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $51.61 | Feb 1, 2018 | M | 76,183 | D | — | Nov 14, 2023 | Common Shares | 76,183 | 76,183 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.
- F2The reported price is the weighted average price for the transactions on February 1, 2018. The range of prices for the transaction is from $104.28 to $104.49 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The reported price is the weighted average price for the transactions on February 1, 2018. The range of prices for the transaction is from $102.28 to $103.26 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4The reported price is the weighted average price for the transactions on February 1, 2018. The range of prices for the transaction is from $103.28 to $104.27 per share. Information regarding the number of shares sold at each separate price will be provided upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 14, 2013.