SEC Form 4 · accession 0001140361-18-004633
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paige S Bass
Officer — Senior Vice President
Period of report
Jan 31, 2018
Accepted (ET)
Feb 2, 2018 · 12:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 964 | I | By 401(k) | |
| Common StockF2 | holding | — | — | — | 3,751 | D | ||
| Common Stock | holding | — | — | — | 31,255 | I | By self as trustee of trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F3 | $25.84 | Jan 31, 2018 | A | 3,869 | A | — | Jan 31, 2025 | Common Stock | 3,869 | 3,869 | D |
| Non-qualified Stock Option (right to buy)F3 | $25.84 | Jan 31, 2018 | A | 21,235 | A | — | Jan 31, 2025 | Common Stock | 21,235 | 21,235 | D |
Explanation of responses
- F1Shares held in the Sonic Corp. 401(k) as of January 17, 2018.
- F2Includes 3,751 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of January 17, 2018.
- F3One-third of the total number of options granted on January 31, 2018 will vest on each of the first three anniversary dates following the grant date.