SEC Form 4 · accession 0001127602-18-003422
AT&T INC. · T
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Blase Jr.
Officer — Sr. Exec. VP-Human Resources
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732717
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2018 | M | 43,588 | — | A | 215,925 | D | |
| Common Stock | Jan 30, 2018 | F | 12,433 | $37.44 | D | 203,492 | D | |
| Common Stock | holding | — | — | — | 7,233 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 31,054 | I | By Benefit Plan | |
| Common Stock | holding | — | — | — | 175,628 | I | By FLP | |
| Common Stock | holding | — | — | — | 0 | I | By Joint Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (2014)F1 | $0.00 | Jan 30, 2018 | M | 43,588 | D | — | — | Common Stock | 43,588 | 0 | D |
Explanation of responses
- F1Restricted stock units acquired pursuant to the 2011 Incentive Plan. Each unit will convert into one share of issuer's common stock. Units vest and distribute on 1/30/2018. Vesting (but not distribution) is accelerated on retirement eligibility.
- F2Mandatory tax withholding on distribution of Restricted Stock Units.