SEC Form 4 · accession 0001127602-18-003553
3M CO · MMM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hak Cheol Shin
Officer — Vice Chair & Exec Vice Pres
Period of report
Feb 1, 2018
Accepted (ET)
Feb 2, 2018 · 2:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000066740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2018 | S | 100 | $249.91 | D | 63,133 | D | |
| Common Stock | Feb 1, 2018 | S | 200 | $249.92 | D | 62,933 | D | |
| Common Stock | Feb 1, 2018 | S | 100 | $249.95 | D | 62,833 | D | |
| Common Stock | Feb 1, 2018 | S | 500 | $249.96 | D | 62,333 | D | |
| Common Stock | Feb 1, 2018 | S | 200 | $249.97 | D | 62,133 | D | |
| Common Stock | Feb 1, 2018 | S | 800 | $250.00 | D | 61,333 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $54.11 | Feb 1, 2018 | M | 58,772 | D | Feb 9, 2010 | Feb 8, 2019 | Common Stock | 58,772 | 0 | D |
Remarks
7(a) of 7