SEC Form 4 · accession 0000902664-18-000574
Amplify Energy Corp. · AMPY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Jeffrey Aronson
10% Owner
Mark T Gallogly
10% Owner
CSCP II Cayman GP Ltd.
10% Owner
Centerbridge Credit Cayman GP, Ltd.
10% Owner
Period of report
Jan 30, 2018
Accepted (ET)
Feb 1, 2018 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001533924
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1,F3,F5,F6,F7 | $24.00 | Jan 30, 2018 | P | 34,205 | A | Jan 30, 2018 | Apr 21, 2020 | Common Stock, par value $0.01 ("Common Stock") | 34,205 | 205,232 | D |
| WarrantF2,F4,F5,F6,F7 | $24.00 | Jan 30, 2018 | P | 15,795 | A | Jan 30, 2018 | Apr 21, 2020 | Common Stock | 15,795 | 94,768 | I |
Explanation of responses
- F1These shares of Common Stock are held by Centerbridge Credit Partners Master AIV IV, L.P. ("CCPM AIV").
- F2These shares of Common Stock are held by Centerbridge Special Credit Partners II AIV III, L.P. ("Special Credit Partners II AIV" and together with CCPM AIV, the "Centerbridge Funds").
- F3Centerbridge Credit Partners Offshore General Partner, L.P. ("Offshore GP") is the general partner of CCPM AIV, and, as such, it may be deemed to beneficially own the securities held by CCPM AIV. Centerbridge Credit Cayman GP Ltd. ("Credit GP ") is the general partner of Offshore GP, and, as such, it may be deemed to beneficially own the securities held by CCPM AIV
- F4Centerbridge Special Credit Partners General Partner II, L.P., ("CSCPGP II") is the general partner of Special Credit Partners II AIV and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV. CSCP II Cayman GP Ltd. ("CSCP II Cayman Ltd.") is the general partner of CSCPGP II, and, as such, it may be deemed to beneficially own the securities held by Special Credit Partners II AIV.
- F5Mark T. Gallogly and Jeffrey H. Aronson, indirectly, through various intermediate entities control each of the Centerbridge Funds, and, as such, Mark T. Gallogly and Jeffrey H. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.
- F6For purposes of this filing, "Reporting Persons" means, as applicable, CCPM AIV, Special Credit Partners II AIV, Offshore GP, Credit GP, CSCPGP II, CSCP II Cayman Ltd., Mr. Aronson, and Mr. Gallogly.
- F7The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.
Remarks
To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.