Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 17, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

328 filings · trading day Nov 17, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 15, 2017 SForm 4 →	Nov 17, 1:50 pm EST	Hyatt Hotels CorpH	Pritzker Family FoundationOther	408,009	$70.11	$28,606,759	822,085	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:26 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William A WulfsohnChief Executive Officer, Director	122,200	$67.16	$8,206,952	103,500	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:53 pm EST	American Midstream Partners, LPAMID	ARCLIGHT ENERGY PARTNERS FUND V, L.P. +7Director, 10% Owner	355,725	$14.34	$5,102,484	8,965,447	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:12 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	J Kevin WillisChief Financial Officer	33,600	$67.17	$2,256,861	28,450	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:13 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Peter GanzSenior Vice President	20,850	$67.16	$1,400,286	17,650	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:22 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Anne T. SchumannSenior Vice President	10,800	$67.16	$725,328	9,150	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:23 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Keith C SilvermanVice President	10,800	$67.16	$725,328	5,900	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:18 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William J HeitmanController	7,950	$67.16	$533,922	6,700	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:10 pm EST	GARTNER INCIT	Scott HenselEVP Consulting	4,262	$117.30	$499,933	4,262	—
May 23, 2017 PXForm 4 →	Nov 16, 4:17 pm EST	Petrolia Energy CorpBBLS	Joel Martin OppenheimDirector	3,805,000	$0.1199	$456,100	3,500,000	—	late
Nov 16, 2017 MForm 4 →	Nov 17, 2:30 pm EST	MSA Safety IncMSA	William M LambertChairman and CEO, Director	17,944	$24.63	$441,961	61,927	—
Mar 17, 2017 MForm 4/A →	Nov 17, 9:35 am EST	INNOSPEC INC.IOSP	Patrick WilliamsPRESIDENT & CEO	20,255	$46.02	$286,797	93,622	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:03 pm EST	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	22,736	$11.43	$259,872	787,938	—
Nov 16, 2017 MForm 4 →	Nov 17, 12:14 pm EST	HOST HOTELS & RESORTS, INC.HST	Joanne G. HamiltonEVP, Human Resources	10,413	$20.00	$208,260	0	—	amended
Nov 15, 2017 FForm 4 →	Nov 16, 6:51 pm EST	Athene Holding LtdATH	Martin P KleinExecutive VP and CFO	8,405	$20.43	$171,715	203,832	—
Nov 17, 2017 MForm 4 →	Nov 17, 3:56 pm EST	FIRST OF LONG ISLAND CORPFLIC	Richard KickExecutive Vice President	14,981	$8.22	$123,174	0	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:06 pm EST	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	200,000	$0.89	$89,000	100,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 2:58 pm EST	Midland States Bancorp, Inc.MSBI	Leon J HolschbachCEO, Director	2,326	$31.03	$72,176	4,722	—
Nov 8, 2017 PForm 4 →	Nov 16, 4:08 pm EST	Petrolia Energy CorpBBLS	James Edward BurnsPresident, Director	416,667	$0.14	$58,333	636,667	—	late
Nov 15, 2017 MForm 4 →	Nov 16, 4:06 pm EST	APPIAN CORPAPPN	Mark Steven LynchChief Financial Officer	150,400	$0.5877	$44,196	75,200	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:06 pm EST	APPIAN CORPAPPN	Michael J. MulliganDirector	40,000	$0.58	$11,600	20,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:09 am EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	55	$147.95	$8,137	21,101	—
Nov 14, 2017 AForm 4 →	Nov 16, 6:07 pm EST	EQT Midstream Partners, LPEQM	Julian Mark BottDirector	118	$68.08	$8,033	8,292	—
Nov 14, 2017 AForm 4 →	Nov 16, 6:08 pm EST	EQT Midstream Partners, LPEQM	Michael A BrysonDirector	118	$68.08	$8,033	8,292	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:01 pm EST	CorMedix Inc.CRMD	Janet DillioneDirector	15,625	$0.48	$7,500	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 2:32 pm EST	NANOPHASE TECHNOLOGIES CorpNANX	Frank CesarioChief Financial Officer	15,453	$0.44	$6,799	20,547	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:09 am EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	42	$147.95	$6,214	9,964	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:09 am EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Richard O'LearyEVP & Chief Financial Officer	42	$147.95	$6,214	2,357	—
Nov 14, 2017 AForm 4 →	Nov 16, 6:09 pm EST	EQT Midstream Partners, LPEQM	Lara E. WashingtonDirector	74	$68.08	$5,038	5,156	—
Nov 16, 2017 MForm 4 →	Nov 17, 11:50 am EST	Neenah Paper IncNP	Larry Newton BrownleeVP & Controller	500	$7.41	$3,705	1,567	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:09 am EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Nicolas MirzayantzGroup President Fragrance	8	$147.95	$1,184	2,146	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:59 pm EST	PFIZER INCPFE	Albert BourlaGroup President	21	$35.36	$743	10,955	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:32 pm EST	XCEL ENERGY INCXEL	Christopher B ClarkPresident, NSPM	8	$51.18	$425	286	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:37 pm EST	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	10	$41.42	$400	6,739	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:59 pm EST	PFIZER INCPFE	John D YoungGroup President	11	$35.36	$389	8,936	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:42 pm EST	Voya Financial, Inc.VOYA	Charles P NelsonCEO, Retirement	8	$41.42	$350	1,241	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:41 pm EST	XCEL ENERGY INCXEL	Jeffrey S SavageSVP & Controller	5	$51.18	$250	28,065	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:59 pm EST	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	4	$35.36	$141	4,314	—
Nov 16, 2017 MForm 4 →	Nov 16, 7:59 pm EST	AXT INCAXTI	Gary L FischerVP, CFO & Corporate Secretary	2	$2.29	$5	401,138	—
Nov 16, 2017 MForm 4 →	Nov 16, 4:03 pm EST	CABOT MICROELECTRONICS CORPCCMP	Yumiko DamashekVP, Japan and Operations Asia	817	—	—	15,065	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:04 pm EST	MICROSTRATEGY INCMSTR	Stephen H. HoldridgeSEVP, Worldwide Services	60,000	—	—	60,000	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:04 pm EST	INSMED IncINSM	Donald J Hayden Jr.Director	15,000	—	—	25,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:07 pm EST	FERRO CORPFOE	Peter T ThomasChairman, President and CEO, Director	25,000	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:11 pm EST	MANTECH INTERNATIONAL CORPMANT	L. William VarnerBusiness Group President	47,500	—	—	27,500	—
Nov 14, 2017 AMForm 4 →	Nov 16, 4:12 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Michael F ColosiGeneral Counsel and Secretary	20,533	—	—	11,916	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:13 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Mindy F GrossmanPresident and CEO, Director	35,692	—	—	35,692	—
Nov 14, 2017 AMForm 4 →	Nov 16, 4:13 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Nicholas P HotchkinCFO	33,636	—	—	20,413	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:14 pm EST	EnSync, Inc.ESNC	Richard A AbdooDirector	232,615	—	—	232,615	—
Nov 14, 2017 AMForm 4 →	Nov 16, 4:14 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Stacey MowbrayPresident, Americas	10,588	—	—	10,016	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:14 pm EST	Motorola Solutions, Inc.MSI	Gregory Q BrownChairman and CEO, Director	134,297	—	—	0	—
Nov 14, 2017 AMForm 4 →	Nov 16, 4:14 pm EST	WEIGHT WATCHERS INTERNATIONAL INCWTW	Corinne Pollier-BousquetPresident, International	19,012	—	—	11,264	—	amended
Nov 15, 2017 AForm 4 →	Nov 16, 4:14 pm EST	HERC HOLDINGS INCHRI	Herbert L HenkelDirector	398	—	—	17,514	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:15 pm EST	TESCO CORPTESO	John Terrell GatlinSVP, COO	10,000	—	—	20,000	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:16 pm EST	HERC HOLDINGS INCHRI	Courtney MatherDirector	341	—	—	2,608	—
Nov 15, 2017 CForm 4 →	Nov 16, 4:19 pm EST	Evercore Inc.EVR	Adam B FrankelGeneral Counsel	1,000	—	—	77,758	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:21 pm EST	ANADARKO PETROLEUM CORPAPC	Daniel E BrownEVP, US Onshore Operations	97,387	—	—	74,234	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:24 pm EST	EnSync, Inc.ESNC	Manfred E BirnbaumDirector	232,615	—	—	232,615	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:25 pm EST	EnSync, Inc.ESNC	Paul F KoeppeDirector	232,615	—	—	232,615	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:25 pm EST	ANADARKO PETROLEUM CORPAPC	Christopher O ChampionSVP, CAO and Controller	45,692	—	—	37,367	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:27 pm EST	EnSync, Inc.ESNC	James OzanneDirector	232,615	—	—	232,615	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:27 pm EST	INCYTE CORPINCY	Jacqualyn A FouseDirector	33,750	—	—	8,750	—
Nov 14, 2017 AMForm 4 →	Nov 16, 4:29 pm EST	EnSync, Inc.ESNC	Theodore SternDirector	290,769	—	—	174,461	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:29 pm EST	ANADARKO PETROLEUM CORPAPC	Robert G GwinEVP, Finance & CFO	97,387	—	—	74,234	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:32 pm EST	O REILLY AUTOMOTIVE INCORLY	Thomas McFallCFO & EVP	10,000	—	—	20,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:32 pm EST	CAREER EDUCATION CORPCECO	William Dean HansenDirector	5,168	—	—	5,168	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:34 pm EST	O REILLY AUTOMOTIVE INCORLY	Gregory D JohnsonCO-PRESIDENT	5,000	—	—	15,000	—
Jun 30, 2017 PForm 4 →	Nov 16, 4:34 pm EST	Petrolia Energy CorpBBLS	Paul M DeputyChief Financial Officer	70,000	—	—	2,057,916	—	late
Nov 14, 2017 AForm 4 →	Nov 16, 4:36 pm EST	ANADARKO PETROLEUM CORPAPC	Mitchell W IngramEVP, Intl & DW Ops & Proj Mgmt	97,387	—	—	74,234	—
Nov 14, 2017 CForm 4 →	Nov 16, 4:37 pm EST	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	60,000	—	—	5,854,147	—
Nov 15, 2017 CForm 4 →	Nov 16, 4:37 pm EST	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	60,000	—	—	5,812,147	—
Nov 14, 2017 CForm 4 →	Nov 16, 4:37 pm EST	Planet Fitness, Inc.PLNT	Richard L MooreCAO & General Counsel	5,100	—	—	313,858	—
Nov 15, 2017 PForm 4 →	Nov 16, 4:39 pm EST	BARINGS CORPORATE INVESTORSMCI	MASSACHUSETTS MUTUAL LIFE INSURANCE CO +110% Owner	30,000,000	—	—	30,000,000	—
May 12, 2017 AForm 4 →	Nov 16, 4:41 pm EST	WEX Inc.WEX	James NearyDirector	1,598	—	—	1,598	—	late
Nov 10, 2017 JForm 4 →	Nov 16, 4:41 pm EST	Jones Energy, Inc.JONE	Metalmark Capital II LLC +110% Owner	1,401,143	—	—	4,203,430	—	late
Nov 14, 2017 AForm 4 →	Nov 16, 4:41 pm EST	ANADARKO PETROLEUM CORPAPC	Ernest A. Leyendecker IIIEVP, Exploration	54,712	—	—	41,704	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:43 pm EST	FORTINET INCFTNT	Keith JensenChief Accounting Officer	625	—	—	5,626	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:45 pm EST	REPUBLIC SERVICES, INC.RSG	Donald W SlagerPresident and CEO, Director	32,421	—	—	60,516	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:45 pm EST	ANADARKO PETROLEUM CORPAPC	Robert K ReevesEVP, Law & CAO	82,067	—	—	62,556	—
Nov 15, 2017 AForm 4 →	Nov 16, 4:49 pm EST	GSE SYSTEMS INCGVP	Paul AbbottPresident, NITC Division	100,000	—	—	100,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:50 pm EST	ANADARKO PETROLEUM CORPAPC	R A WalkerChairman, President & CEO, Director	242,919	—	—	185,166	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:51 pm EST	IMPERVA INCIMPV	Terrence J. SchmidChief Financial Officer	3,654	—	—	3,067	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:51 pm EST	LANTRONIX INCLTRX	Hoshi PrinterDirector	25,000	—	—	25,000	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:52 pm EST	NEVRO CORPNVRO	Rami ElghandourPresident & CEO, Director	70,500	—	—	70,500	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:52 pm EST	LANTRONIX INCLTRX	Martin M Hale Jr.Director, 10% Owner	25,000	—	—	25,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:52 pm EST	IMPERVA INCIMPV	Anthony J BettencourtDirector	20,494	—	—	6,777	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:52 pm EST	LANTRONIX INCLTRX	Paul F FolinoDirector	10,000	—	—	10,000	—
Nov 14, 2017 AMForm 4 →	Nov 16, 4:53 pm EST	NEVRO CORPNVRO	Andrew H GalliganChief Financial Officer	33,000	—	—	35,463	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:53 pm EST	LANTRONIX INCLTRX	Bruce C EdwardsDirector	10,000	—	—	10,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:53 pm EST	LANTRONIX INCLTRX	Bernhard BruschaDirector, 10% Owner	25,000	—	—	25,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:54 pm EST	NEVRO CORPNVRO	Doug AlleavitchVP, Quality	13,000	—	—	13,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:55 pm EST	NEVRO CORPNVRO	Christofer ChristoforouVP, Research & Development	13,000	—	—	13,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:55 pm EST	IMPERVA INCIMPV	Michael D MooneyChief Revenue Officer	4,882	—	—	3,029	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:55 pm EST	MICROCHIP TECHNOLOGY INCMCHP	James Eric BjornholtVP and CFO	5,119	—	—	19,503	—
Nov 14, 2017 AForm 4 →	Nov 16, 4:56 pm EST	NEVRO CORPNVRO	Patrick SchmitzVice President, Operations	13,000	—	—	13,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:56 pm EST	MICROCHIP TECHNOLOGY INCMCHP	Stephen V DrehoblVP, MCU8 Division	8,092	—	—	30,734	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:56 pm EST	MICROCHIP TECHNOLOGY INCMCHP	Mitchell R LittleVP, WW Sales and Appns.	7,027	—	—	26,689	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:57 pm EST	IMPERVA INCIMPV	Sunil D NagdevSVP & GM Products & Services	3,159	—	—	1,136	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:57 pm EST	MICROCHIP TECHNOLOGY INCMCHP	Ganesh MoorthyCOO	15,313	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:57 pm EST	TRIMBLE INC.TRMB	Bryn FosburghVice President	42,491	—	—	11,250	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:57 pm EST	MICROCHIP TECHNOLOGY INCMCHP	Steve SanghiPresident, CEO, Chairman, Director	35,776	—	—	135,883	—
Nov 14, 2017 MForm 4 →	Nov 16, 4:58 pm EST	COLGATE PALMOLIVE COCL	Victoria L DolanChief Transformation Officer	9,000	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 16, 4:58 pm EST	MICROCHIP TECHNOLOGY INCMCHP	Richard J SimoncicVP, Analog and Intrfc Prod Div	5,798	—	—	22,369	—
Nov 14, 2017 JForm 4 →	Nov 16, 4:59 pm EST	SEARS HOLDINGS CORPSHLD	Bruce R Berkowitz10% Owner	146,762	—	—	5,115,687	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:00 pm EST	IMPERVA INCIMPV	Tram T PhiSenior VP & General Counsel	2,197	—	—	2,063	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:06 pm EST	Fortive CorpFTV	Stacey A. WalkerSVP - Human Resources	773	—	—	1,545	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:06 pm EST	Fortive CorpFTV	Patrick J ByrneSenior Vice President	1,292	—	—	2,582	—
Nov 14, 2017 MForm 4 →	Nov 16, 5:06 pm EST	Yext, Inc.YEXT	Tom Christopher DixonChief Technology Officer	12,500	—	—	642,485	—
Nov 14, 2017 MForm 4 →	Nov 16, 5:06 pm EST	ABBOTT LABORATORIESABT	Daniel Gesua Sive SalvadoriExecutive Vice President	71,157	—	—	142,313	—
Nov 3, 2017 AForm 4 →	Nov 16, 5:08 pm EST	Frankly IncFKLY	Choong Sik (Samuel) HyunDirector	35,819	—	—	36,701	—	late
Nov 14, 2017 AForm 4 →	Nov 16, 5:12 pm EST	MACOM Technology Solutions Holdings, Inc.MTSI	John CroteauPresident and CEO, Director	190,000	—	—	110,000	—
Nov 3, 2017 ADForm 4 →	Nov 16, 5:13 pm EST	Frankly IncFKLY	Thomas S RogersDirector	65,025	—	—	62,968	—	late
Nov 3, 2017 ADForm 4 →	Nov 16, 5:16 pm EST	Frankly IncFKLY	Steven R ZenzDirector	50,533	—	—	48,476	—	late
Nov 15, 2017 AMForm 4 →	Nov 16, 5:20 pm EST	MARINEMAX INCHZO	Michael H McLambExecutive VP, CFO and Sec, Director	10,907	—	—	8,235	—
Oct 17, 2017 MForm 4/A →	Nov 16, 5:21 pm EST	SOCIAL REALITY, Inc.SRAX	Joseph Patrick HannanChief Financial Officer	50,000	—	—	50,000	—
Nov 15, 2017 AMForm 4 →	Nov 16, 5:21 pm EST	MARINEMAX INCHZO	Paulee C DayEVP & Chief Legal Officer	5,612	—	—	4,142	—
Nov 15, 2017 AMForm 4 →	Nov 16, 5:22 pm EST	MARINEMAX INCHZO	Anthony E. Cassella Jr.VP & Chief Accounting Officer	3,924	—	—	2,588	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:22 pm EST	Leidos Holdings, Inc.LDOS	Lawrence C NussdorfDirector	4,990	—	—	0	—
Nov 15, 2017 AMForm 4 →	Nov 16, 5:23 pm EST	MARINEMAX INCHZO	Charles A CashmanEVP & Chief Revenue Officer	9,199	—	—	7,529	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:23 pm EST	MARINEMAX INCHZO	Clint MooreDirector	5,000	—	—	5,000	—
Nov 16, 2017 MForm 4 →	Nov 16, 5:24 pm EST	SENSIENT TECHNOLOGIES CORPSXT	Essie WhitelawDirector	667	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:24 pm EST	MARINEMAX INCHZO	Evelyn V FollitDirector	5,000	—	—	5,000	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:25 pm EST	MARINEMAX INCHZO	Hilliard M EureDirector	5,000	—	—	5,000	—
Nov 15, 2017 CForm 4 →	Nov 16, 5:25 pm EST	TILLY'S, INC.TLYS	Tilly Levine10% Owner	10,000	—	—	364,386	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:26 pm EST	MARINEMAX INCHZO	Charles R OglesbyDirector	5,000	—	—	5,000	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:27 pm EST	MARINEMAX INCHZO	Joseph Allen WattersDirector	5,000	—	—	5,000	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:27 pm EST	MARINEMAX INCHZO	Dean S WoodmanDirector	5,000	—	—	5,000	—
Nov 14, 2017 MForm 4 →	Nov 16, 5:28 pm EST	YELP INCYELP	Geoffrey L DonakerDirector	6,000	—	—	407,000	—
Nov 15, 2017 AForm 4 →	Nov 16, 5:28 pm EST	MARINEMAX INCHZO	George E BorstDirector	5,000	—	—	5,000	—
Nov 15, 2017 AMForm 4 →	Nov 16, 5:29 pm EST	MARINEMAX INCHZO	W Brett McGillPresident & COO	13,317	—	—	11,647	—
Nov 15, 2017 AMForm 4 →	Nov 16, 5:30 pm EST	MARINEMAX INCHZO	William H McGill Jr.Chairman and CEO, Director	34,756	—	—	29,412	—
Nov 14, 2017 MForm 4 →	Nov 16, 5:34 pm EST	HAEMONETICS CORPHAE	Willaim P BurkeEVP, Chief Financial Officer	11,231	—	—	33,695	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:38 pm EST	Guidewire Software, Inc.GWRE	Craig ConwayDirector	300	—	—	11	—
Nov 14, 2017 MForm 4 →	Nov 16, 5:39 pm EST	WEC ENERGY GROUP, INC.WEC	Gale E KlappaChairman and CEO, Director	52,722	—	—	426,928	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:41 pm EST	WEC ENERGY GROUP, INC.WEC	Scott J LauberExecutive VP and CFO	1,240	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 5:44 pm EST	WEC ENERGY GROUP, INC.WEC	Susan H. MartinExecutive VP & General Counsel	17,705	—	—	0	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 5:47 pm EST	COOPER COMPANIES INCCOO	Colleen JayDirector	4,291	—	—	1,151	—	late
Nov 15, 2017 MForm 4 →	Nov 16, 5:48 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	David M WalkerChief Risk Officer	10,000	—	—	613,055	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:48 pm EST	MOOG INC.MOGA/MOGB	Maureen Mary AthoeVice President	6,181	—	—	6,181	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:49 pm EST	MOOG INC.MOGA/MOGB	Richard A AubrechtVice President, Director	6,181	—	—	6,181	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:49 pm EST	MOOG INC.MOGA/MOGB	Timothy P BalkinTreasurer	1,611	—	—	1,611	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:49 pm EST	MOOG INC.MOGA/MOGB	R. Eric BurghardtVice President	6,181	—	—	6,181	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:50 pm EST	MOOG INC.MOGA/MOGB	Donald R FishbackCFO, Director	6,181	—	—	6,181	—
Nov 15, 2017 MForm 4 →	Nov 16, 5:50 pm EST	Shake Shack Inc.SHAK	Peggy RubenzerSVP, People Resources	5,400	—	—	83,600	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:52 pm EST	MOOG INC.MOGA/MOGB	Patrick J RocheVice President	6,181	—	—	6,181	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:52 pm EST	MOOG INC.MOGA/MOGB	John ScannellCEO, Director	18,543	—	—	18,543	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:52 pm EST	MOOG INC.MOGA/MOGB	Mark Joseph TrabertVice President	6,181	—	—	6,181	—
Nov 14, 2017 AForm 4 →	Nov 16, 5:53 pm EST	MOOG INC.MOGA/MOGB	Jennifer WalterController	1,611	—	—	1,611	—
Nov 14, 2017 UForm 4 →	Nov 16, 5:53 pm EST	CombiMatrix CorpCBMX	Robert HoffmanDirector	1,619	—	—	0	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 5:54 pm EST	COOPER COMPANIES INCCOO	William A KozyDirector	4,291	—	—	1,151	—	late
Nov 14, 2017 MForm 4 →	Nov 16, 5:57 pm EST	NEOGEN CORPNEOG	James L HerbertExecutive Chairman, Director	18,575	—	—	283,580	—
Nov 14, 2017 MForm 4 →	Nov 16, 6:01 pm EST	ZILLOW GROUP, INC.Z AND ZG	Greg M SchwartzChief Business Officer	47,000	—	—	39,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:05 pm EST	CHUY'S HOLDINGS, INC.CHUY	Randall M DeWittDirector	80	—	—	240	—
Nov 16, 2017 AForm 4 →	Nov 16, 6:05 pm EST	Akoustis Technologies, Inc.AKTS	Steven DenbaarsDirector	32,732	—	—	32,732	—	amended
Nov 14, 2017 MForm 4 →	Nov 16, 6:05 pm EST	ITT Inc.ITT	Denise L RamosSee Remarks, Director	161,100	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 16, 6:06 pm EST	Akoustis Technologies, Inc.AKTS	Arthur GeissDirector	86,854	—	—	86,854	—
Nov 16, 2017 AForm 4 →	Nov 16, 6:08 pm EST	Akoustis Technologies, Inc.AKTS	Jeffrey McMahonDirector	69,568	—	—	69,568	—
Nov 16, 2017 AForm 4 →	Nov 16, 6:10 pm EST	Akoustis Technologies, Inc.AKTS	Steven P MillerDirector	31,652	—	—	31,652	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:11 pm EST	Lazard LtdLAZ	Andrew M AlperDirector	738	—	—	30,372	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:12 pm EST	Lazard LtdLAZ	Richard N HaassDirector	339	—	—	10,096	—
Nov 16, 2017 AForm 4 →	Nov 16, 6:12 pm EST	Akoustis Technologies, Inc.AKTS	Suzanne B RudyDirector	37,053	—	—	37,053	—
Nov 14, 2017 MForm 4 →	Nov 16, 6:13 pm EST	AIR LEASE CORPAL	Steven F Udvar-HazyExecutive Chairman, Director	2,500	—	—	1,735,000	—
Nov 14, 2017 MForm 4 →	Nov 16, 6:14 pm EST	AIR LEASE CORPAL	John L PluegerCEO and President, Director	300,000	—	—	385,000	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:14 pm EST	Lazard LtdLAZ	Steven J HeyerDirector	896	—	—	93,823	—
Nov 1, 2017 AForm 4/A →	Nov 16, 6:15 pm EST	MERITOR INCMTOR	Jeffrey A CraigCEO & President, Director	115,071	—	—	55,189	—
Nov 1, 2017 AForm 4/A →	Nov 16, 6:15 pm EST	MERITOR INCMTOR	Kevin NowlanSVP & CFO	23,287	—	—	23,287	—
Nov 1, 2017 AForm 4/A →	Nov 16, 6:16 pm EST	MERITOR INCMTOR	Joseph A. PlominSVP & Pres., International	9,148	—	—	9,148	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 6:16 pm EST	COOPER COMPANIES INCCOO	Jody S LindellDirector	4,291	—	—	1,151	—	late
Nov 1, 2017 AForm 4/A →	Nov 16, 6:16 pm EST	MERITOR INCMTOR	Robert H. SpeedSVP & Pres., Aftmkt, CPO	9,108	—	—	1,623	—
Nov 1, 2017 AForm 4/A →	Nov 16, 6:16 pm EST	MERITOR INCMTOR	Chris VillavarayanSVP & Pres., Americas	9,148	—	—	9,148	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:16 pm EST	NEW RELIC, INC.NEWR	Robin SchulmanVP, General Counsel /Secretary	2,941	—	—	14,384	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:16 pm EST	Lazard LtdLAZ	Jane L MendilloDirector	690	—	—	13,307	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:17 pm EST	VALVOLINE INCVVV	William A WulfsohnDirector	3,513	—	—	3,513	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:17 pm EST	NEW RELIC, INC.NEWR	Mark SachlebenChief Financial Officer	4,622	—	—	21,559	—
Nov 15, 2017 AForm 4 →	Nov 16, 6:18 pm EST	Lazard LtdLAZ	Richard D ParsonsDirector	678	—	—	35,578	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:18 pm EST	NEW RELIC, INC.NEWR	James R. GocheeChief Product Officer	3,438	—	—	16,170	—
Nov 14, 2017 MForm 4 →	Nov 16, 6:20 pm EST	INPHI CorpIPHI	Charles RoachV.P. of Worldwide Sales	28,000	—	—	28,000	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 6:20 pm EST	COOPER COMPANIES INCCOO	Gary S PetersmeyerDirector	4,291	—	—	1,151	—	late
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 6:24 pm EST	COOPER COMPANIES INCCOO	Allan E RubensteinDirector	4,506	—	—	1,208	—	late
Nov 15, 2017 MForm 4 →	Nov 16, 6:24 pm EST	Argo Group International Holdings, Ltd.AGII	Harvey B CashDirector	19,965	—	—	0	—
Nov 14, 2017 CMForm 4 →	Nov 16, 6:28 pm EST	Tableau Software IncDATA	Keenan Michael ConderEVP, GC & Secretary	12,000	—	—	0	—
Nov 14, 2017 CMForm 4 →	Nov 16, 6:28 pm EST	Tableau Software IncDATA	Thomas E Walker Jr.Chief Financial Officer	15,000	—	—	0	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 6:30 pm EST	COOPER COMPANIES INCCOO	Stanley Zinberg M.D.Director	4,291	—	—	1,151	—	late
Nov 14, 2017 AForm 4 →	Nov 16, 6:33 pm EST	TRINET GROUP INCTNET	Barrett BostonSVP, CHIEF REVENUE OFFICER	28,403	—	—	28,403	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 6:35 pm EST	COOPER COMPANIES INCCOO	A Thomas BenderDirector	4,720	—	—	1,266	—	late
Nov 14, 2017 MForm 4 →	Nov 16, 6:38 pm EST	ANDEAVORANDV	Michael E WileyDirector	3,000	—	—	0	—
Nov 15, 2016 AMForm 4 →	Nov 16, 2017, 6:40 pm EST	COOPER COMPANIES INCCOO	Michael KalksteinDirector	4,291	—	—	1,151	—	late
Nov 14, 2017 MForm 4 →	Nov 16, 6:48 pm EST	Restaurant Brands International Inc.QSR	Jose E. CilSenior EVP, Pres. Burger King	217,866	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:48 pm EST	NETFLIX INCNFLX	Richard N BartonDirector	700	—	—	128	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:49 pm EST	STARBUCKS CORPSBUX	Howard D Schultzexecutive chairman, Director	290,176	—	—	784,050	—
Nov 14, 2017 XForm 4 →	Nov 16, 6:51 pm EST	GoDaddy Inc.GDDY	Blake IrvingChief Executive Officer, Director	50,000	—	—	532,719	—
Nov 14, 2017 XForm 4 →	Nov 16, 6:51 pm EST	GoDaddy Inc.GDDY	Barbara J RechtermanChief Marketing Officer	35,000	—	—	31,047	—
Nov 14, 2017 JForm 4 →	Nov 16, 6:54 pm EST	Altimmune, Inc.ALT	Novartis Bioventures Ltd +110% Owner	345	—	—	2,760	—
Nov 14, 2017 JForm 4 →	Nov 16, 6:58 pm EST	Altimmune, Inc.ALT	Truffle Capital S.A.S.10% Owner	76	—	—	182	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:58 pm EST	GLU MOBILE INCGLUU	Scott LeichtnerVP and General Counsel	15,979	—	—	55,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:58 pm EST	GLU MOBILE INCGLUU	Nicholas EarlPresident & CEO, Director	31,250	—	—	250,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 6:59 pm EST	GLU MOBILE INCGLUU	Chris AkhavanChief Revenue Officer	21,304	—	—	55,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:00 pm EST	GLU MOBILE INCGLUU	Niccolo de MasiExecutive Chairman, Director	198,251	—	—	375,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:00 pm EST	GLU MOBILE INCGLUU	Eric R LudwigEVP, COO and CFO	52,188	—	—	5,000	—
Nov 14, 2017 MForm 4 →	Nov 16, 7:01 pm EST	STARBUCKS CORPSBUX	Paul Muttysvp, deputy general counsel	3,000	—	—	4,317	—
Nov 14, 2017 MForm 4 →	Nov 16, 7:03 pm EST	Contango ORE, Inc.CTGO	Joseph S CompofeliceDirector	20,000	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:06 pm EST	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	18,960	—	—	18,960	—
Nov 14, 2017 MForm 4 →	Nov 16, 7:08 pm EST	Contango ORE, Inc.CTGO	Joseph G. GreenbergDirector	20,000	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:16 pm EST	ILLUMINA INCILMN	Karen K McGinnisVP, Chief Accounting Officer	1,001	—	—	1,001	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:22 pm EST	Sorrento Therapeutics, Inc.SRNE	David LemusDirector	35,000	—	—	35,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:23 pm EST	Sorrento Therapeutics, Inc.SRNE	Dorman FollowwillDirector	35,000	—	—	35,000	—
Nov 14, 2017 JXForm 4 →	Nov 16, 7:28 pm EST	GULFMARK OFFSHORE INCGLF	William C Martin +110% Owner	2,952,078	—	—	586	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:33 pm EST	CONTROL4 CORPCTRL	Martin PlaehnChairman, CEO and President, Director	10,000	—	—	25,000	—
Nov 14, 2017 MForm 4 →	Nov 16, 7:33 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	Lionel BonnotSVP Mktg & Business Dev.	5,500	—	—	5,477	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:34 pm EST	CONTROL4 CORPCTRL	Mark NovakovichChief Financial Officer	2,832	—	—	7,084	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:36 pm EST	CONTROL4 CORPCTRL	Bryce JuddSVP of Sales	2,076	—	—	7,270	—
Nov 14, 2017 MForm 4 →	Nov 16, 7:36 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	2,500	—	—	133,720	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:38 pm EST	CONTROL4 CORPCTRL	Susan CashenSVP of Marketing	2,832	—	—	7,084	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:40 pm EST	CONTROL4 CORPCTRL	Jefferson DunganSVP Bus. Development	2,832	—	—	7,084	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:42 pm EST	CONTROL4 CORPCTRL	Greg BishopGC, Chief Compl. Officer, Sec	3,332	—	—	8,334	—
Nov 15, 2017 MForm 4 →	Nov 16, 7:44 pm EST	CONTROL4 CORPCTRL	Eric AndersonSVP of Products	2,832	—	—	7,084	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:51 pm EST	MGM Resorts InternationalMGM	Robert SelwoodEVP - CHIEF ACCOUNTING OFFICER	10,685	—	—	10,685	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:52 pm EST	MGM Resorts InternationalMGM	Corey Ian SandersCHIEF OPERATING OFFICER	30,441	—	—	30,441	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:53 pm EST	MGM Resorts InternationalMGM	Robert BaldwinCHIEF CUSTOMER DEV OFFICER, Director	19,482	—	—	19,482	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:54 pm EST	MGM Resorts InternationalMGM	James MurrenCHAIRMAN & CEO, Director	73,059	—	—	73,059	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:56 pm EST	MGM Resorts InternationalMGM	John McManusEVP GENERAL COUNSEL AND SECY	12,177	—	—	12,177	—
Nov 14, 2017 AForm 4 →	Nov 16, 7:57 pm EST	MGM Resorts InternationalMGM	Phyllis JamesCHIEF DIV & CORP RESP OFFICER	5,479	—	—	5,479	—
Apr 7, 2017 JForm 4/A →	Nov 16, 7:57 pm EST	FTE Networks, Inc.FTNW	LATERAL INVESTMENT MANAGEMENT, LLC +610% Owner	1,127,739	—	—	2,322,565	—	amended
Oct 17, 2017 JForm 4 →	Nov 16, 7:58 pm EST	FTE Networks, Inc.FTNW	LATERAL INVESTMENT MANAGEMENT, LLC +510% Owner	160,000	—	—	2,482,565	—	late
Nov 14, 2017 AForm 4 →	Nov 16, 7:58 pm EST	MGM Resorts InternationalMGM	Daniel D'ArrigoEXECUTIVE VICE PRESIDENT & CFO	15,830	—	—	15,830	—
Nov 14, 2017 AForm 4 →	Nov 16, 8:00 pm EST	MGM Resorts InternationalMGM	William HornbucklePRESIDENT	30,441	—	—	30,441	—
Nov 16, 2017 MForm 4 →	Nov 16, 8:02 pm EST	SALESFORCE COM INCCRM	Keith BlockVice Chairman, Pres. and COO, Director	10,000	—	—	499,260	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:07 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	630	—	—	8,401	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:08 pm EST	Facebook IncFB	Jan KoumDirector	1,242,674	—	—	9,527,163	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:08 pm EST	Zendesk, Inc.ZEN	Mikkel SvaneChairman and CEO, Director	1,897	—	—	22,051	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:09 pm EST	Zendesk, Inc.ZEN	Elena GomezChief Financial Officer	3,149	—	—	9,801	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:09 pm EST	Zendesk, Inc.ZEN	John T. KeiserChief Operating Officer	3,116	—	—	8,401	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:09 pm EST	Facebook IncFB	David M. WehnerChief Financial Officer	43,156	—	—	122,541	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:09 pm EST	Zendesk, Inc.ZEN	Adrian McDermottPresident of Products	3,063	—	—	9,801	—
Nov 15, 2017 CMForm 4 →	Nov 16, 8:11 pm EST	Facebook IncFB	Christopher K CoxChief Product Officer	147,493	—	—	107,307	—
Nov 15, 2017 CMForm 4 →	Nov 16, 8:12 pm EST	Facebook IncFB	Sheryl SandbergChief Operating Officer, Director	142,608	—	—	117,265	—
Nov 14, 2017 MForm 4 →	Nov 16, 8:12 pm EST	GREEN DOT CORPGDOT	Steven W StreitPresident and CEO, Director	7,995	—	—	96,065	—
Nov 15, 2017 CMForm 4 →	Nov 16, 8:13 pm EST	Facebook IncFB	David B. FischerVP Marketing & Bus. Part.	84,106	—	—	80,479	—
Nov 14, 2017 CForm 4 →	Nov 16, 8:15 pm EST	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	112,340	—	—	2,129,345	—
Nov 14, 2017 MForm 4 →	Nov 16, 8:15 pm EST	Contango ORE, Inc.CTGO	John B JuneauPresident and CEO, Director	75,000	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 8:16 pm EST	GREEN DOT CORPGDOT	Kuan ArcherChief Operating Officer	18,000	—	—	24,188	—
Nov 14, 2017 CMForm 4 →	Nov 16, 8:17 pm EST	Facebook IncFB	Michael Todd SchroepferChief Technology Officer	579,166	—	—	107,307	—
Nov 16, 2017 AForm 4 →	Nov 16, 8:19 pm EST	Telenav, Inc.TNAV	Douglas S MillerDirector	16,625	—	—	16,625	—
Nov 15, 2017 CMForm 4 →	Nov 16, 8:19 pm EST	Facebook IncFB	Colin StretchVP and General Counsel	47,174	—	—	65,984	—
Nov 14, 2017 CMForm 4 →	Nov 16, 8:20 pm EST	MULESOFT, INCMULE	Matt LangdonChief Financial Officer	16,998	—	—	45,248	—
Nov 16, 2017 AForm 4 →	Nov 16, 8:22 pm EST	Telenav, Inc.TNAV	Randy L. OrtizDirector	16,625	—	—	16,625	—
Nov 16, 2017 AForm 4 →	Nov 16, 8:26 pm EST	Telenav, Inc.TNAV	Ken XieDirector	16,625	—	—	16,625	—
Nov 15, 2017 CForm 4 →	Nov 16, 8:28 pm EST	BOX INCBOX	Daniel J LevinDirector	30,000	—	—	988,600	—
Nov 16, 2017 AForm 4 →	Nov 16, 8:38 pm EST	Telenav, Inc.TNAV	Wes CumminsDirector	16,625	—	—	16,625	—
Nov 15, 2017 MForm 4 →	Nov 16, 8:55 pm EST	PayPal Holdings, Inc.PYPL	William J ReadyEVP, Chief Operating Officer	30,434	—	—	10,679	—
Nov 16, 2017 AForm 4 →	Nov 16, 8:57 pm EST	Telenav, Inc.TNAV	Samuel ChenDirector	16,625	—	—	16,625	—
Nov 14, 2017 MForm 4 →	Nov 16, 9:04 pm EST	IDEXX LABORATORIES INC /DEIDXX	Jonathan W AyersChairman, President & CEO, Director	54,000	—	—	124,500	—
Nov 14, 2017 MForm 4 →	Nov 16, 9:13 pm EST	NEW JERSEY RESOURCES CORPNJR	Stephen D WesthovenExecutive VP & COO	13,363	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 9:19 pm EST	NEW JERSEY RESOURCES CORPNJR	Patrick J. MigliaccioSenior VP and CFO	2,184	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 9:20 pm EST	NEW JERSEY RESOURCES CORPNJR	Kathleen T EllisExecutive Vice President	4,727	—	—	0	—
Nov 14, 2017 AMForm 4 →	Nov 16, 9:22 pm EST	NEW JERSEY RESOURCES CORPNJR	Laurence M DownesChairman, President & CEO, Director	55,137	—	—	17,814	—
Nov 14, 2017 MForm 4 →	Nov 16, 9:35 pm EST	NEW JERSEY RESOURCES CORPNJR	Glenn C LockwoodExecutive V.P.	4,857	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 8:21 am EST	TRECORA RESOURCESTREC	Pamela R ButcherDirector	6,276	—	—	15,691	—
Nov 15, 2017 DForm 4 →	Nov 17, 8:30 am EST	WELLS FARGO & COMPANY/MNWFC	Franklin R CodelFormer Sr. EVP	77,414	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 9:24 am EST	UNITED FIRE GROUP INCUFCS	Christopher R DrahozalDirector	5,000	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 9:28 am EST	TransDigm Group INCTDG	W Nicholas HowleyChief Executive Officer, Director	63,776	—	—	35,924	—
Nov 16, 2017 MForm 4 →	Nov 17, 10:15 am EST	VICOR CORPVICR	H Allen HendersonDirector	5,000	—	—	29,662	—
Nov 15, 2017 AFMForm 4 →	Nov 17, 10:37 am EST	TEAM INCTISI	Greg L BoaneExecutive Vice President & CFO	16,854	—	—	4,586	—
Nov 15, 2017 AFMForm 4 →	Nov 17, 10:41 am EST	TEAM INCTISI	Andre C BouchardExec VP & Chief Legal Officer	16,854	—	—	4,586	—
Nov 16, 2017 MForm 4 →	Nov 17, 10:44 am EST	VICOR CORPVICR	Barry KelleherDirector	5,400	—	—	91,940	—
Nov 15, 2017 AFMForm 4 →	Nov 17, 10:47 am EST	TEAM INCTISI	Jeffrey L OttPresident, TeamFurmanite&Quest	17,906	—	—	6,306	—
Nov 15, 2017 AFMForm 4 →	Nov 17, 10:51 am EST	TEAM INCTISI	Declan G RushePresident, Team Solutions	16,854	—	—	4,586	—
Nov 15, 2017 AFMForm 4 →	Nov 17, 10:54 am EST	TEAM INCTISI	Arthur F VictorsonPresident, TeamQualspec	17,906	—	—	6,306	—
Nov 15, 2017 XForm 4 →	Nov 17, 11:03 am EST	LGL GROUP INCLGL	Marc GabelliDirector, 10% Owner	812,972	—	—	0	—	amended
Nov 15, 2017 MForm 4 →	Nov 17, 11:09 am EST	CIMPRESS N.V.CMPR	Donald LeBlancEVP, President Corp Solutions	841	—	—	2,421	—
Nov 15, 2017 MForm 4 →	Nov 17, 11:10 am EST	CIMPRESS N.V.CMPR	Sean Edward QuinnEVP, Chief Financial Officer	489	—	—	776	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:16 am EST	CIMPRESS N.V.CMPR	Paolo de CesareDirector	1,291	—	—	1,291	—
Nov 15, 2017 MForm 4 →	Nov 17, 11:17 am EST	Citi Trends IncCTRN	Bruce D SmithActing CEO, COO and CFO	2,664	—	—	7,993	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:27 am EST	CIMPRESS N.V.CMPR	Zachary SternbergDirector	1,721	—	—	1,721	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:29 am EST	CIMPRESS N.V.CMPR	Scott J VassalluzzoDirector, 10% Owner	1,291	—	—	1,291	—
Nov 17, 2017 AForm 4 →	Nov 17, 11:29 am EST	Alliance Holdings GP, L.P.AHGP	Thomas M Davidson Sr.Director	203	—	—	7,494	—
Nov 17, 2017 AForm 4 →	Nov 17, 11:30 am EST	Alliance Holdings GP, L.P.AHGP	Robert J DrutenDirector	445	—	—	16,429	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:44 am EST	CIMPRESS N.V.CMPR	Mark ThomasDirector	1,291	—	—	1,291	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:50 am EST	CIMPRESS N.V.CMPR	Richard T RileyDirector	1,291	—	—	1,291	—
Nov 15, 2017 AForm 4 →	Nov 17, 11:55 am EST	CIMPRESS N.V.CMPR	Nadia ShourabouraDirector	1,291	—	—	1,291	—
Nov 15, 2017 AForm 4 →	Nov 17, 12:01 pm EST	CIMPRESS N.V.CMPR	Eric C OlsenDirector	1,291	—	—	1,291	—
Nov 15, 2017 MForm 4 →	Nov 17, 12:09 pm EST	DRIL-QUIP INCDRQ	Blake T. DeBerryPresident and CEO, Director	10,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 12:11 pm EST	CIMPRESS N.V.CMPR	John J Gavin Jr.Director	1,291	—	—	1,291	—
Nov 15, 2017 AForm 4 →	Nov 17, 12:14 pm EST	CIMPRESS N.V.CMPR	Sophie GaspermentDirector	1,291	—	—	1,291	—
Nov 17, 2017 MForm 4 →	Nov 17, 12:21 pm EST	CIMPRESS N.V.CMPR	Sean Edward QuinnEVP, Chief Financial Officer	614	—	—	4,906	—
Nov 15, 2017 MForm 4 →	Nov 17, 12:27 pm EST	EDISON INTERNATIONALEIX	Ronald L LitzingerPres. Edison Energy Group, Inc	224,718	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 2:15 pm EST	APTARGROUP INCATR	Stephen J HaggeDirector	25,000	—	—	0	—
Nov 15, 2017 CForm 4 →	Nov 17, 2:15 pm EST	MULESOFT, INCMULE	Morgenthaler Partners VIII LP +110% Owner	2,107,037	—	—	6,321,113	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:22 pm EST	MUELLER INDUSTRIES INCMLI	Charles P Herzog Jr.Director	2,000	—	—	2,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:23 pm EST	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Douglas J SwirskyDirector	50,000	—	—	50,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 2:30 pm EST	NU SKIN ENTERPRISES INCNUS	Ritch N WoodChief Executive Officer, Director	50,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:34 pm EST	TRIUMPH GROUP INCTGI	Daniel J CrowleyPresident & CEO, Director	12,496	—	—	12,496	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:35 pm EST	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	John R LeoneDirector	50,000	—	—	50,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:35 pm EST	TRIUMPH GROUP INCTGI	Thomas A. Quigley IIIVice President and Controller	1,023	—	—	1,023	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:36 pm EST	TRIUMPH GROUP INCTGI	Lance R. TurnerSVP, Human Resources	9,747	—	—	7,167	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:39 pm EST	NORTHRIM BANCORP INCNRIM	Michael A MartinEVP, Gen Counsel & Corp Sec	2,553	—	—	2,553	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:42 pm EST	CRAFT BREW ALLIANCE, INC.BREW	Andrew J. ThomasChief Executive Officer	4,393	—	—	4,393	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:44 pm EST	NORTHRIM BANCORP INCNRIM	Joseph M SchierhornPresident, CEO, and COO, Director	10,423	—	—	10,423	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:47 pm EST	NORTHRIM BANCORP INCNRIM	Latosha M FryeEVP, CFO	2,553	—	—	2,553	—
Nov 15, 2017 MForm 4 →	Nov 17, 2:49 pm EST	FASTENAL COFAST	Terry Modock OwenSenior Executive VP	30,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 2:49 pm EST	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Gabriel LeungDirector	50,000	—	—	50,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 2:50 pm EST	FASTENAL COFAST	LeLand J HeinSenior Executive VP	9,888	—	—	10,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 2:50 pm EST	WEYERHAEUSER COWY	Russell S HagenSenior Vice President and CFO	8,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:00 pm EST	Morningstar, Inc.MORN	Daniel NeedhamPres., Investment Management	1,109	—	—	2,493	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:01 pm EST	Morningstar, Inc.MORN	Tricia RothschildChief Product Officer	739	—	—	1,662	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:01 pm EST	Morningstar, Inc.MORN	Bevin DesmondHead of Global Markets & HR	1,109	—	—	2,493	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:02 pm EST	Morningstar, Inc.MORN	Kunal KapoorCEO	5,759	—	—	12,947	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:03 pm EST	Morningstar, Inc.MORN	Patrick J MaloneyGeneral Counsel	634	—	—	1,425	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:04 pm EST	Morningstar, Inc.MORN	Daniel Joseph DunnChief Revenue Officer	1,109	—	—	2,493	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:04 pm EST	Morningstar, Inc.MORN	Haywood KellyHead of Global Fund Research	792	—	—	1,781	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:07 pm EST	PROVIDENCE SERVICE CORPPRSC	James M LindstromChief Executive Officer, Director	125,000	—	—	125,000	—
Nov 17, 2017 DForm 4 →	Nov 17, 3:14 pm EST	Lumos Networks Corp.LMOS	Robert E GuthDirector	19,617	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 3:19 pm EST	Lumos Networks Corp.LMOS	Michael K RobinsonDirector	7,312	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 3:21 pm EST	Lumos Networks Corp.LMOS	Michael SicoliDirector	1,361	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:21 pm EST	PERNIX THERAPEUTICS HOLDINGS, INC.PTX	Dennis LangerDirector	50,000	—	—	50,000	—
Nov 17, 2017 DForm 4 →	Nov 17, 3:24 pm EST	Lumos Networks Corp.LMOS	Jerry E VaughnDirector	41,411	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 3:24 pm EST	Morningstar, Inc.MORN	Jason DubinskyChief Financial Officer	1,426	—	—	1,426	—
Nov 17, 2017 DMForm 4 →	Nov 17, 3:27 pm EST	Lumos Networks Corp.LMOS	Diego B AndersonSVP & General Manager	67,720	—	—	0	—
Nov 17, 2017 DMForm 4 →	Nov 17, 3:30 pm EST	Lumos Networks Corp.LMOS	Timothy G BiltzPresident & CEO, Director	500,000	—	—	0	—
Nov 17, 2017 DMForm 4 →	Nov 17, 3:33 pm EST	Lumos Networks Corp.LMOS	Johan G BroekhuysenEVP Chief Financial Officer	125,523	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 17, 3:36 pm EST	Lumos Networks Corp.LMOS	William G Davis Jr.SVP Marketing & Investor Rel.	17,920	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 3:38 pm EST	Lumos Networks Corp.LMOS	Thomas E FerryChief Technology Officer	13,194	—	—	0	—
Nov 17, 2017 DMForm 4 →	Nov 17, 3:41 pm EST	Lumos Networks Corp.LMOS	Joseph E. McCourt Jr.EVP & Chief Revenue Officer	219,448	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 3:43 pm EST	BRIGGS & STRATTON CORPBGG	Todd J TeskePresident, Chairman & CEO, Director	60,000	—	—	132,680	—
Nov 17, 2017 DMForm 4 →	Nov 17, 3:45 pm EST	Lumos Networks Corp.LMOS	Mary McDermottSVP Legal & Reg. Affairs & Sec	180,854	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 17, 3:47 pm EST	SONIC CORPSONC	Pedro Claudia SanExecutive Vice Pres. and CFO	21,098	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 3:47 pm EST	Avery Dennison CorpAVY	Julia A StewartDirector	4,000	—	—	0	—
Nov 17, 2017 DMForm 4 →	Nov 17, 3:48 pm EST	Lumos Networks Corp.LMOS	Jeffrey Joel MillerSVP Business Development	200,000	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 3:57 pm EST	TYLER TECHNOLOGIES INCTYL	Dustin R WombleDirector	8,100	—	—	177,732	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.