SEC Form 4 · accession 0000711377-17-000047
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 18,575 | $47.12 | A | 891,005 | D | |
| Common Stock | Nov 14, 2017 | S | 18,000 | $81.2937 | D | 873,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $47.12 | Nov 14, 2017 | M | 18,575 | D | — | Nov 7, 2020 | Common Stock | 18,575 | 283,580 | D |
Explanation of responses
- F1Options were granted 10/8/2015, have five year lives, and vest in equal 20% annual installments on each of the first five anniversary dates of the grant