SEC Form 4 · accession 0001127602-17-032436
SENSIENT TECHNOLOGIES CORP · SXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Essie Whitelaw
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 16, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000310142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2017 | M | 667 | $30.07 | A | 16,691 | D | |
| Common StockF2 | Nov 16, 2017 | S | 667 | $75.1504 | D | 16,024 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F3 | $30.07 | Nov 16, 2017 | M | 667 | D | May 1, 2009 | May 1, 2018 | Common Stock | 667 | 0 | D |
| Deferred StockF4,F5 | — | holding | — | — | — | — | — | Common Stock | 739 | 739 | D |
Explanation of responses
- F1Exercise of in-the-money stock option that would otherwise expire on 5/1/2018, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
- F2Includes shares of restricted stock held under Issuer's 2012 Non-Employee Directors Stock Plan, and shares held in a dividend reinvestment plan.
- F3Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column.
- F4Deferred stock converts to common stock on a one-for-one basis.
- F5Shares of common stock will be issued upon termination of reporting person's service as a director of the Issuer.