SEC Form 4 · accession 0001179110-17-014288
Alliance Holdings GP, L.P. · AHGP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Druten
Director
Period of report
Nov 17, 2017
Accepted (ET)
Nov 17, 2017 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001344980
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common units | holding | — | — | — | 8,395 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom unitF3,F1,F2 | — | Nov 17, 2017 | A | 445 | A | — | — | Common unit | 445 | 16,429 | D |
Explanation of responses
- F11 for 1
- F2The Phantom units are to be settled in AHGP common units upon the reporting person's death or termination.
- F3Not applicable