SEC Form 4 · accession 0001289419-17-000094
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Haywood Kelly
Officer — Head of Global Fund Research
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UnitsF1 | — | Nov 15, 2017 | A | 792 | A | — | Nov 15, 2020 | Common Stock | 792 | 1,781 | D |
Explanation of responses
- F1The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020.