SEC Form 4 · accession 0001185185-17-002417
Petrolia Energy Corp · BBLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M Deputy
Officer — Chief Financial Officer
Period of report
Nov 9, 2017
Accepted (ET)
Nov 16, 2017 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368637
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.14 | Jun 30, 2017 | P | 35,000 | A | Jun 30, 2017 | Jun 30, 2020 | Common Stock | 35,000 | 2,022,916 | D |
| Warrant | $0.12 | Sep 30, 2017 | P | 35,000 | A | Sep 30, 2017 | Sep 30, 2020 | Common Stock | 35,000 | 2,057,916 | D |