SEC Form 4 · accession 0001127602-17-032486
STARBUCKS CORP · SBUX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Mutty
Officer — svp, deputy general counsel
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000829224
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | A | 1,607 | $0.00 | A | 10,438 | D | |
| Common Stock | Nov 14, 2017 | M | 3,000 | $15.39 | A | 13,438 | D | |
| Common Stock | Nov 14, 2017 | S | 3,000 | $56.9539 | D | 10,438 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $15.39 | Nov 14, 2017 | M | 3,000 | D | — | Nov 15, 2020 | Common Stock | 3,000 | 4,317 | D |
Explanation of responses
- F1Restricted Stock Units ("RSUs") earned on the achievement of the performance goal under performance-based restricted stock units granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows: 804 shares on November 16, 2017 and 803 shares on November 16, 2018.
- F2The option, representing the right to buy a total of 16,720 shares, became exercisable in four equal installments of 4,180 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.