SEC Form 4 · accession 0001127602-17-032510

Meta Platforms, Inc. · META

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Christopher K Cox

Officer — Chief Product Officer

Period of report

Nov 15, 2017

Accepted (ET)

Nov 16, 2017 · 8:11 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001326801

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Nov 15, 2017	C	34,123	$0.00	A	67,939	D
Class A Common Stock^F2	Nov 15, 2017	F	17,806	$178.07	D	50,133	D
Class A Common Stock	Nov 15, 2017	M	26,847	$0.00	A	76,980	D
Class A Common Stock^F2	Nov 15, 2017	F	14,009	$178.07	D	62,971	D
Class A Common Stock	Nov 15, 2017	M	10,022	$0.00	A	72,993	D
Class A Common Stock^F2	Nov 15, 2017	F	5,230	$178.07	D	67,763	D
Class A Common Stock	Nov 15, 2017	M	8,255	$0.00	A	76,018	D
Class A Common Stock^F2	Nov 15, 2017	F	4,308	$178.07	D	71,710	D
Class A Common Stock^F3	holding	—	—		—	200,000	I	By Christopher K. Cox 2017 Annuity Trust
Class A Common Stock^F4	holding	—	—		—	28,816	I	By Remainder Interest Trust Created Under The Christopher K. Cox 2009 Annuity Trust Dated 5/29/2009

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit (RSU) (Class B)^F5,F6,F7	—	Nov 15, 2017	M	34,123	D	—	May 2, 2022	Class B Common Stock	34,123	409,468	D
Class B Common Stock^F7	—	Nov 15, 2017	M	34,123	A	—	—	Class A Common Stock	34,123	34,123	D
Class B Common Stock^F7	—	Nov 15, 2017	C	34,123	D	—	—	Class A Common Stock	34,123	0	D
Restricted Stock Units (RSU) (Class A)^F8,F9	—	Nov 15, 2017	M	26,847	D	—	May 5, 2023	Class A Common Stock	26,847	375,859	D
Restricted Stock Units (RSU) (Class A)^F8,F10	—	Nov 15, 2017	M	10,022	D	—	Mar 16, 2024	Class A Common Stock	10,022	90,203	D
Restricted Stock Units (RSU) (Class A)^F8,F6	—	Nov 15, 2017	M	8,255	D	—	Mar 15, 2025	Class A Common Stock	8,255	107,307	D

Explanation of responses

F1Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F10The RSUs vest as to 1/16th of the total shares quarterly, beginning on May 15, 2016, subject to continued service through each vesting date.
F2Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
F3Shares held of record by Christopher K. Cox, Trustee of The Christopher K. Cox 2017 Annuity Trust u/a/d 10/24/2017.
F4Shares held of record by Visra Vichit-Vadakan, Trustee of the Remainder Interest Trust under the Christopher K. Cox 2009 Annuity Trust u/a/d 5/29/2009, the beneficiaries of which include the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
F5Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
F6The RSUs vest as to 1/16th of the total shares quarterly, beginning on February 15, 2017, subject to continued service through each vesting date.
F7The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F8Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F9The RSUs vest as to 1/16th of the total shares quarterly, beginning on August 15, 2017, subject to continued service through each vesting date.