SEC Form 4 · accession 0000899243-17-026656
Argo Group International Holdings, Ltd. · ARGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harvey B Cash
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001091748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 6,655 | $23.11 | A | 17,733 | D | |
| Common Stock | Nov 15, 2017 | M | 6,655 | $21.90 | A | 24,388 | D | |
| Common Stock | Nov 15, 2017 | M | 6,655 | $33.95 | A | 31,043 | D | |
| Common Stock | Nov 15, 2017 | D | 8,857 | $59.35 | D | 22,186 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $23.11 | Nov 15, 2017 | M | 6,655 | D | — | May 3, 2018 | Common Stock | 6,655 | 0 | D |
| Stock Appreciation RightsF1,F3 | $21.90 | Nov 15, 2017 | M | 6,655 | D | — | May 8, 2019 | Common Stock | 6,655 | 0 | D |
| Stock Appreciation RightsF1,F4 | $33.95 | Nov 15, 2017 | M | 6,655 | D | — | May 7, 2020 | Common Stock | 6,655 | 0 | D |
Explanation of responses
- F1Includes the effect of an adjustment for Argo Group's 10% stock dividends paid on June 17, 2013, March 16, 2015 and June 15, 2016.
- F2The stock appreciation rights vested on the calendar day immediately preceding Argo Group's 2012 annual general meeting of shareholders.
- F3The stock appreciation rights vested on the calendar day immediately preceding Argo Group's 2013 annual general meeting of shareholders.
- F4The stock appreciation rights vested on the calendar day immediately preceding Argo Group's 2014 annual general meeting of shareholders.