SEC Form 4 · accession 0001209191-17-061235
MARINEMAX INC · HZO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony E. Cassella Jr.
Officer — VP & Chief Accounting Officer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001057060
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | M | 1,336 | $0.00 | A | 12,366 | D | |
| Common StockF1 | Nov 15, 2017 | F | 366 | $20.40 | D | 12,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 15, 2017 | M | 1,336 | D | — | — | Common Stock | 1,336 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Nov 15, 2017 | A | 2,588 | A | — | — | Common Stock | 2,588 | 2,588 | D |
Explanation of responses
- F1Includes 625 shares acquired under the MarineMax Employee Stock Purchase Plan on various dates during Q1 of fiscal 2018.
- F2Each restricted stock unit represents a contingent right to receive one share of Marinemax, Inc. Common Stock.
- F3The restricted stock units vested in three annual installments beginning on November 15, 2015.
- F4The restricted stock units vest in three annual installments beginning on September 30, 2018.