SEC Form 4 · accession 0001209191-17-061204
REPUBLIC SERVICES, INC. · RSG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald W Slager
Officer — President and CEO · Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001060391
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | M | 32,421 | $30.05 | A | 256,830 | D | |
| Common Stock | Nov 14, 2017 | S | 31,521 | $64.00 | D | 225,309 | D | |
| Common Stock | Nov 14, 2017 | S | 700 | $64.01 | D | 224,609 | D | |
| Common Stock | Nov 14, 2017 | S | 100 | $64.0225 | D | 224,509 | D | |
| Common StockF1 | Nov 14, 2017 | S | 100 | $64.045 | D | 224,409 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF1 | $30.05 | Nov 14, 2017 | M | 32,421 | D | — | Jan 3, 2018 | Common Stock | 32,421 | 60,516 | D |
Explanation of responses
- F1On 11/14/2017, Mr. Slager exercised 32,421 options and sold such shares at the average sale price of $64.0004 in accordance with his established Rule 10b5-1 Sales Plan executed on 11/07/2017 ("Plan"), and having a Plan start date of 11/10/2017 and Plan end date of 01/03/2018. Under the non-qualified stock option grant and in accordance with the Plan, 92,937 options were fully vested and exercisable and there remains 60,516 options available under the Plan to exercise/sell. The stock option grant is due to expire on 01/03/2018.