SEC Form 4 · accession 0000892222-17-000100
CRAFT BREW ALLIANCE, INC. · BREW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J. Thomas
Officer — Chief Executive Officer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000892222
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | holding | — | — | — | 7,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Nov 15, 2017 | A | 4,393 | A | — | — | Common stock | 4,393 | 4,393 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F2The reporting person received restricted stock units that will vest as to 879 units on December 31, 2018, 1,757 units on December 31, 2019, and 1,757 units on December 31, 2020; provided that the person continues to be employed by the Company through the applicable date. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of vested restricted stock units.
- F3Not applicable.