SEC Form 4 · accession 0001615774-17-006801
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Steven Denbaars
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | P | 5,454 | $5.50 | A | 271,312 | D | |
| Common Stock | Nov 16, 2017 | A | 16,366 | $0.00 | A | 287,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.24 | Nov 16, 2017 | A | 32,732 | A | Nov 16, 2018 | Nov 15, 2024 | Common Stock | 32,732 | 32,732 | D |