SEC Form 4/A · accession 0001615774-18-001982
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven Denbaars
Director
Period of report
Nov 14, 2017
Accepted (ET)
Mar 19, 2018 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | A | 5,454 | $5.50 | A | 271,312 | D | |
| Common Stock | Nov 16, 2017 | A | 16,366 | $0.00 | A | 287,678 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.24 | Nov 16, 2017 | A | 32,732 | A | Nov 16, 2018 | Nov 15, 2024 | Common Stock | 32,732 | 32,732 | D |
Explanation of responses
- F1This amendment is being filed solely to correct the transaction code to reflect that the reporting person received the shares in an acquisition from the issuer in accordance with Exchange Act Rule 16b-3(d)(1). No other changes have been made to this form.