SEC Form 4 · accession 0001289419-17-000088
Morningstar, Inc. · MORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Needham
Officer — Pres., Investment Management
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 3:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 15, 2017 | F | 500 | $88.81 | D | 22,339 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Market Stock UnitsF1 | — | Nov 15, 2017 | A | 1,109 | A | — | Nov 15, 2020 | Common Stock | 1,109 | 2,493 | D |
Explanation of responses
- F1The market stock units earned will be based on the company's cumulative total shareholder return for the three year performance period ending November 14, 2020.