SEC Form 4 · accession 0001111778-17-000003
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Allen Henderson
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 5,000 | $8.38 | A | 5,219 | D | |
| Common Stock | Nov 16, 2017 | S | 5,000 | $21.9505 | D | 219 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option | $8.38 | Nov 16, 2017 | M | 5,000 | D | Jun 17, 2016 | Jun 17, 2023 | Common Stock | 5,000 | 29,662 | D |