SEC Form 4 · accession 0000904454-17-000670
MACOM Technology Solutions Holdings, Inc. · MTSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Croteau
Officer — President and CEO · Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001493594
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $36.61 | Nov 14, 2017 | A | 80,000 | A | — | Nov 14, 2027 | Common Stock | 80,000 | 80,000 | D |
| Stock Option (Right to Buy)F2 | $36.61 | Nov 14, 2017 | A | 110,000 | A | — | Nov 14, 2024 | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F1The stock option vests in four equal annual installments on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.
- F2The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option.