SEC Form 4 · accession 0001127602-17-032454
COOPER COMPANIES, INC. · COO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody S Lindell
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2017 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2017 | M | 1,570 | — | A | 11,403 | I | Matthews-Lindell Family Trust, dated July 23, 1991 as amended and restated |
| Common Stock | holding | — | — | — | 2,943 | I | Jody S. Lindell Retirement Trust, dated January 1, 2011 | |
| Common Stock | holding | — | — | — | 6,250 | I | Jody S. Lindell Seperate Property Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Nov 15, 2016 | A | 1,570 | A | — | — | Common Stock | 1,570 | 1,570 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Nov 15, 2017 | M | 1,570 | D | — | — | Common Stock | 1,570 | 0 | D |
| Restricted Stock UnitsF1,F4,F3 | — | Nov 15, 2017 | A | 1,151 | A | — | — | Common Stock | 1,151 | 1,151 | D |
Explanation of responses
- F1RSU Exercise Price: There is no exercise price associated with the grant of Restricted Stock Units.
- F2NED RSU Grant 11/15/16: RSUs will vest and release on the first anniversary of the date of grant 11/15/2017.
- F3RSU Expiration Date: This award has no expiration date. Units will either vest or be forfeit.
- F4NED RSU Grant 11/15/17: RSUs will vest and release on the first anniversary of the date of grant, 11/15/2018.