SEC Form 4 · accession 0001179110-17-014225
CombiMatrix Corp · CBMX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Hoffman
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | D | 2,001 | — | D | 6,618 | D | |
| Common StockF2 | Nov 14, 2017 | U | 6,618 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F3,F2 | $46.80 | Nov 14, 2017 | U | 1,619 | A | — | Dec 20, 2018 | Common Stock | 1,619 | 0 | D |
Explanation of responses
- F1Represents common stock of the issuer underlying restricted stock units that were cancelled in the merger pursuant to merger agreement between issuer and Invitae Corporation in exchange for 1,737 shares of Invitae common stock having a market value of $7.86 per share on the effective date of the merger.
- F2Disposed of pursuant to merger agreement between issuer and Invitae Corporation in exchange for 5,752 shares of Invitae common stock having a market value of $7.86 per share on the effective date of the merger.
- F3This warrant was assumed by Invitae in the merger and replaced with a warrant to purchase 1,407 shares of Invitae common stock for $53.84 per share.