SEC Form 4 · accession 0001209191-17-061342
GREEN DOT CORP · GDOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kuan Archer
Officer — Chief Operating Officer
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 8:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001386278
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2017 | M | 9,000 | $0.00 | A | 106,450 | D | |
| Class A Common StockF1 | Nov 14, 2017 | S | 9,000 | $61.9702 | D | 97,450 | D | |
| Class A Common Stock | Nov 15, 2017 | M | 9,000 | $0.00 | A | 106,450 | D | |
| Class A Common StockF2 | Nov 15, 2017 | S | 9,000 | $61.3683 | D | 97,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy Class A Common Stock) | $16.34 | Nov 14, 2017 | M | 9,000 | D | Apr 3, 2017 | Apr 3, 2023 | Class A Common Stock | 9,000 | 33,188 | D |
| Stock Option (right to buy Class A Common Stock) | $16.34 | Nov 15, 2017 | M | 9,000 | D | Apr 3, 2017 | Apr 3, 2023 | Class A Common Stock | 9,000 | 24,188 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.6650 to $62.0000 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0300 to $61.8300 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.