SEC Form 4/A · accession 0001209191-17-061355
INNOSPEC INC. · IOSP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patrick Williams
Officer — PRESIDENT & CEO
Period of report
Mar 17, 2017
Accepted (ET)
Nov 17, 2017 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001054905
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | M | 14,023 | $0.00 | A | 200,265 | D | |
| Common Stock | Mar 17, 2017 | F | 6,254 | $62.53 | D | 194,011 | D | |
| Common Stock | Mar 17, 2017 | S | 5,680 | $63.0104 | D | 188,331 | D | |
| Common Stock | Mar 17, 2017 | M | 6,232 | $46.03 | A | 194,563 | D | |
| Common Stock | Mar 17, 2017 | F | 5,321 | $62.53 | D | 189,242 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $0.00 | Mar 17, 2017 | M | 14,023 | D | Feb 14, 2017 | Feb 14, 2024 | Common Stock | 14,023 | 99,854 | D |
| Stock Options | $46.03 | Mar 17, 2017 | M | 6,232 | D | Feb 14, 2017 | Feb 14, 2024 | Common Stock | 6,232 | 93,622 | D |