SEC Form 4 · accession 0001140361-17-043199
SONIC CORP · SONC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pedro Claudia San
Officer — Executive Vice Pres. and CFO
Period of report
Nov 17, 2017
Accepted (ET)
Nov 17, 2017 · 3:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000868611
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2017 | M | 10,111 | $11.19 | A | 42,162 | D | |
| Common StockF1 | Nov 17, 2017 | M | 10,987 | $6.80 | A | 53,149 | D | |
| Common StockF1 | Nov 17, 2017 | F | 8,643 | $24.57 | D | 44,506 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $11.19 | Nov 17, 2017 | M | 4,442 | D | Jan 6, 2014 | Jan 6, 2018 | Common Stock | 4,442 | 0 | D |
| Nonqualified Stock Option (right to buy) | $11.19 | Nov 17, 2017 | M | 5,669 | D | Jan 6, 2014 | Jan 6, 2018 | Common Stock | 5,669 | 0 | D |
| Non-qualified Stock Option (right to buy) | $6.80 | Nov 17, 2017 | M | 10,987 | D | Jan 18, 2015 | Jan 18, 2019 | Common Stock | 10,987 | 0 | D |
Explanation of responses
- F1The total number of shares beneficially owned directly includes 12,376 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of November 16, 2017.