Form4insider filings, from the source

SEC Form 4/A · accession 0000899243-17-026667

FTE Networks, Inc. · FTNW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Period of report
Apr 7, 2016
Accepted (ET)
Nov 16, 2017 · 7:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001122063

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Contractual right to receive Common StockF1,F2,F3,F4,F5,F6—Apr 7, 2017J79,123A——Common Stock79,1231,273,949I
Contractual right to receive Common StockF1,F2,F3,F4,F5,F6—May 8, 2017J1,048,616A——Common Stock1,048,6162,322,565I

Explanation of responses

Remarks

The Reporting Persons filing this Form 4 jointly are the following: Lateral Investment Management, LLC; Lateral FTE Feeder LLC; Lateral U.S. Credit Opportunities Fund, L.P.; Lateral Credit Opportunities, LLC; Dhamitha Richard de Silva; Patrick Feeney; and Kenneth Masters. The address of each of the Reporting Persons is 1825 South Grant Street, Suite 210, San Mateo, CA 94402-2672.