SEC Form 4 · accession 0001209191-17-061353
TransDigm Group INC · TDG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Nicholas Howley
Officer — Chief Executive Officer · Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 9:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001260221
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 63,776 | $27.08 | A | 63,776 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF1 | Nov 16, 2017 | S | 18,588 | $267.7978 | D | 45,188 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF2 | Nov 16, 2017 | S | 31,750 | $268.4036 | D | 13,438 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF3 | Nov 16, 2017 | S | 8,118 | $269.6886 | D | 5,320 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF4 | Nov 16, 2017 | S | 4,200 | $270.793 | D | 1,120 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
| Common StockF5 | Nov 16, 2017 | S | 1,120 | $271.2854 | D | 0 | I | W. Nicholas Howley Family Trust u/a/d 4/23/99 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $27.08 | Nov 16, 2017 | M | 63,776 | D | Sep 30, 2009 | Nov 17, 2018 | Common Stock | 63,776 | 35,924 | I |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $267.12 - $268.10. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $268.12 - $269.11. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $269.14 - $270.11. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $270.15 - $271.14. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $271.23 - $271.39. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.