SEC Form 4 · accession 0001209191-17-061372
CIMPRESS plc · CMPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sean Edward Quinn
Officer — EVP, Chief Financial Officer
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 11:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001262976
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Nov 15, 2017 | M | 99 | $0.00 | A | 99 | D | |
| Ordinary SharesF1 | Nov 15, 2017 | M | 280 | $0.00 | A | 379 | D | |
| Ordinary SharesF1 | Nov 15, 2017 | M | 110 | $0.00 | A | 489 | D | |
| Ordinary Shares | Nov 15, 2017 | F | 160 | $120.05 | D | 329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2017 | M | 99 | D | Aug 15, 2015 | Aug 15, 2018 | Ordinary Shares | 99 | 298 | D |
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2017 | M | 280 | D | Nov 15, 2015 | Nov 15, 2018 | Ordinary Shares | 280 | 1,120 | D |
| Restricted Share Units (right to acquire)F1,F2 | $0.00 | Nov 15, 2017 | M | 110 | D | Aug 15, 2016 | Aug 15, 2019 | Ordinary Shares | 110 | 776 | D |
Explanation of responses
- F1The shares acquired represent the number of shares that automatically vested pursuant to a grant of restricted share units (RSUs). Each RSU represents Cimpress' commitment to issue one ordinary share.
- F2These RSUs vest over a four year period: 25% of the original number of shares vest on the Exercisable Date show in Table II and 6.25% vest per quarter thereafter.