SEC Form 4 · accession 0001111770-17-000008
VICOR CORP · VICR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Kelleher
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 10:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000751978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | M | 5,000 | $11.42 | A | 7,257 | D | |
| Common Stock | Nov 16, 2017 | S | 5,000 | $21.9565 | D | 2,257 | D | |
| Common Stock | Nov 16, 2017 | M | 400 | $11.42 | A | 2,657 | D | |
| Common Stock | Nov 16, 2017 | S | 400 | $21.95 | D | 2,257 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock OptionF1 | $11.42 | Nov 16, 2017 | M | 5,000 | D | — | Oct 23, 2024 | Common Stock | 5,000 | 92,340 | D |
| Non Qualified Stock OptionF1 | $11.42 | Nov 16, 2017 | M | 400 | D | — | Oct 23, 2024 | Common Stock | 400 | 91,940 | D |
Explanation of responses
- F1Granted on 10/23/2014 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.