Company · CIK 0000850261 · SIC 2836 — Biological Products, (No Diagnostic Substances)
Sorrento Therapeutics, Inc. · SRNE
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 12, 2018 SForm 4 → | Sep 14, 4:12 pm EDT | ABG Management Ltd +910% Owner | 297,568 | $5.02 | $1,492,723 | 1,013,020 | −22.7% | plan? |
| Jul 20, 2018 MForm 4 → | Jul 23, 6:50 am EDT | Henry JiSee Remarks, Director | 6,000 | $1.75 | $10,500 | 2,045,807 | — | plan? |
| Feb 28, 2018 JForm 4 → | Feb 28, 7:05 pm EST | Dean FerrignoChief Accounting Officer | 118 | — | — | 245 | — | plan? |
| Feb 28, 2018 PForm 4 → | Feb 28, 7:04 pm EST | George K NgSee Remarks | 90,000 | $9.95 | $895,500 | 101,453 | +786% | plan? |
| Feb 28, 2018 JForm 4 → | Feb 28, 7:04 pm EST | George K NgSee Remarks | 163,469 | — | — | 302,146 | — | plan? |
| Feb 28, 2018 PForm 4 → | Feb 28, 7:04 pm EST | Henry JiSee Remarks, Director | 64,600 | $9.95 | $642,770 | 1,906,177 | +3.51% | plan? |
| Feb 28, 2018 JForm 4 → | Feb 28, 7:04 pm EST | Henry JiSee Remarks, Director | 124,298 | — | — | 260,161 | — | plan? |
| Feb 6, 2018 SForm 4 → | Feb 8, 8:17 am EST | ABG Management Ltd +910% Owner | 662,912 | $6.85 | $4,542,234 | 1,328,529 | −33.3% | plan? |
| Feb 5, 2018 SForm 4 → | Feb 7, 8:35 am EST | ABG Management Ltd +910% Owner | 70,721 | $8.00 | $566,037 | 1,408,027 | −4.78% | plan? |
| Jan 29, 2018 SForm 4 → | Jan 31, 9:09 am EST | ABG Management Ltd +910% Owner | 310,000 | $7.64 | $2,368,864 | 1,425,000 | −17.9% | plan? |
| Jan 23, 2018 SForm 4 → | Jan 25, 4:57 pm EST | Asia Pacific MedTech (BVI) Ltd +110% Owner | 684,288 | $7.56 | $5,175,690 | 8,617,513 | −7.36% | plan? |
| Jan 21, 2018 PForm 4 → | Jan 22, 7:28 am EST | Henry JiSee Remarks, Director | 1,801,801 | — | — | 1,841,577 | — | plan? |
| Sep 11, 2017 JForm 4 → | Sep 15, 9:27 pm EDT | Henry JiSee Remarks, Director | 67,932 | — | — | 135,863 | — | plan? late |
| Sep 11, 2017 JForm 4 → | Sep 15, 9:27 pm EDT | Dean FerrignoChief Accounting Officer | 64 | — | — | 127 | — | plan? late |
| Sep 11, 2017 JForm 4 → | Sep 15, 9:26 pm EDT | George K NgSee Remarks | 89,339 | — | — | 138,677 | — | plan? late |
| Jun 15, 2017 PForm 4 → | Jun 15, 4:20 pm EDT | Henry JiPresident and CEO, Director | 29,001 | $1.81 | $52,562 | 29,001 | — | plan? |
| Jun 15, 2017 PForm 4 → | Jun 15, 4:13 pm EDT | Jaisim ShahDirector | 10,002 | $1.79 | $17,904 | 112,633 | +9.75% | plan? |
| Apr 19, 2017 PForm 4 → | Apr 21, 7:16 am EDT | ABG Management Ltd +810% Owner | 550,000 | $2.00 | $1,100,000 | 1,991,441 | +38.2% | plan? amended |
| Apr 19, 2017 PForm 4 → | Apr 19, 4:12 pm EDT | Henry JiPresident and CEO, Director | 100,000 | $2.00 | $200,000 | 139,776 | +251% | plan? |
| Apr 13, 2017 PForm 4 → | Apr 17, 9:59 pm EDT | ABG Management Ltd +810% Owner | 2,500,000 | $2.00 | $5,000,000 | 1,500,000 | — | plan? |
| Feb 22, 2017 PForm 4 → | Feb 22, 5:08 pm EST | Henry JiPresident and CEO, Director | 2,000 | $5.60 | $11,200 | 39,776 | +5.29% | plan? |
| Feb 10, 2017 PForm 4/A → | Feb 10, 7:43 pm EST | Henry JiPresident and CEO, Director | 20,000 | $5.15 | $103,000 | 37,776 | +113% | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:51 pm EST | Yue Alexander WuDirector | 5,000 | $5.15 | $25,750 | 5,000 | — | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:50 pm EST | Kim JandaDirector | 3,000 | $5.15 | $15,450 | 3,000 | — | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:49 pm EST | Jeffrey SuExecutive VP and COO | 4,000 | $5.15 | $20,600 | 13,000 | +44.4% | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:48 pm EST | Kevin HerdeExecutive VP and CFO | 3,000 | $5.15 | $15,450 | 7,000 | +75.0% | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:47 pm EST | Henry JiPresident and CEO, Director | 20,000 | $5.15 | $103,000 | 37,776 | +113% | plan? |
| Feb 3, 2017 SForm 4 → | Feb 3, 7:46 pm EST | George K NgSee Remarks | 40,000 | $5.15 | $206,000 | 49,338 | −44.8% | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:44 pm EST | Jaisim ShahDirector | 10,000 | $5.15 | $51,500 | 102,631 | +10.8% | plan? |
| Feb 3, 2017 PForm 4 → | Feb 3, 7:43 pm EST | Jerome B ZeldisSee Remarks | 10,000 | $5.15 | $51,500 | 10,000 | — | plan? |
| Jan 5, 2017 JForm 4 → | Jan 9, 8:33 am EST | ABG Management Ltd +810% Owner | 5,082,536 | — | — | 3,243,242 | — | plan? |
| Nov 8, 2016 AForm 4 → | Nov 9, 8:31 pm EST | Henry JiPresident and CEO, Director | 67,931 | — | — | 67,931 | — | plan? |
| Nov 8, 2016 AForm 4 → | Nov 9, 8:29 pm EST | George K NgSee Remarks | 89,338 | — | — | 90,226 | — | plan? |
| Jun 29, 2016 SForm 4 → | Jul 1, 5:51 pm EDT | Patrick Soon-Shiong +310% Owner | 3,400 | $5.82 | $19,785 | 7,157,924 | −0.05% | plan? |
| Jun 23, 2016 SForm 4 → | Jun 24, 9:14 pm EDT | Patrick Soon-Shiong +310% Owner | 6,901 | $5.85 | $40,398 | 7,161,324 | −0.10% | plan? |
| Jun 15, 2016 SForm 4 → | Jun 17, 5:17 pm EDT | Patrick Soon-Shiong +310% Owner | 19,836 | $5.87 | $116,477 | 7,168,225 | −0.28% | plan? |
| Jun 13, 2016 SForm 4 → | Jun 15, 5:27 pm EDT | Patrick Soon-Shiong +310% Owner | 53,764 | $6.14 | $329,885 | 720,174 | −6.95% | plan? |
| Mar 4, 2016 SForm 4 → | Mar 8, 8:47 pm EST | Patrick Soon-Shiong +310% Owner | 100,000 | $6.19 | $619,499 | 773,938 | −11.4% | plan? |
| Dec 9, 2015 AForm 4 → | Dec 10, 9:00 pm EST | Patrick Soon-Shiong +210% Owner | 39,764 | $7.93 | $315,293 | 873,938 | — | plan? |
| Dec 7, 2015 AForm 4 → | Dec 9, 4:56 pm EST | Patrick Soon-Shiong +210% Owner | 114,000 | $7.91 | $901,244 | 834,174 | — | plan? |
| Sep 18, 2015 SForm 4 → | Sep 21, 8:55 pm EDT | George UySee Remarks | 47,500 | — | — | 201,735 | — | plan? |
| Aug 26, 2015 PForm 4 → | Aug 26, 6:29 pm EDT | Henry JiPresident and CEO, Director | 500 | $0.9473 | $474 | 500 | — | plan? |
| Aug 24, 2015 PForm 4 → | Aug 24, 2:31 pm EDT | Henry JiPresident and CEO, Director | 8,888 | $12.84 | $114,149 | 17,776 | +100% | plan? |
| Aug 21, 2015 PForm 4 → | Aug 21, 3:39 pm EDT | George K NgSee Remarks | 888 | $13.50 | $11,990 | 888 | — | plan? |
| Aug 21, 2015 PForm 4 → | Aug 21, 11:27 am EDT | Henry JiPresident and CEO, Director | 8,888 | $13.08 | $116,219 | 14,888 | +148% | plan? |
| Aug 3, 2015 PForm 4 → | Aug 5, 5:01 pm EDT | Jaisim ShahDirector | 27,189 | $11.50 | $312,674 | 92,631 | +41.5% | plan? |
| Aug 3, 2015 PForm 4 → | Aug 5, 5:00 pm EDT | George K NgSee Remarks | 11,453 | $11.50 | $131,710 | 14,901 | +332% | plan? |
| Jul 28, 2015 GSForm 4 → | Jul 11, 2016, 6:11 pm EDT | Patrick Soon-Shiong +3Other | 9,318,446 | — | — | 0 | — | plan? late |
| Jul 24, 2015 GForm 5 → | Mar 1, 2016, 2:12 pm EST | Patrick Soon-Shiong +210% Owner | 14,376,122 | — | — | 7,188,061 | — | plan? |
| May 21, 2015 GForm 4 → | May 22, 4:30 pm EDT | Zhenwei MiaoSVP, Head of ADC Development | 40,000 | — | — | 559,390 | — | plan? |
| Dec 31, 2014 GForm 4 → | Jan 5, 2015, 8:28 am EST | Henry JiPresident and CEO, Director | 25,000 | $10.11 | $252,650 | 2,043,162 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 26, 2018 AForm 4 → | Nov 27, 7:49 pm EST | Jerome B ZeldisSee Remarks | 100,000 | — | — | 100,000 | — | |
| Nov 26, 2018 AForm 4 → | Nov 27, 7:49 pm EST | Jiong ShaoChief Financial Officer | 100,000 | — | — | 100,000 | — | |
| Nov 26, 2018 AForm 4 → | Nov 27, 7:48 pm EST | Yue Alexander WuDirector | 35,000 | — | — | 35,000 | — | |
| Nov 26, 2018 AForm 4 → | Nov 27, 7:48 pm EST | Jaisim ShahDirector | 35,000 | — | — | 35,000 | — | |
| Nov 26, 2018 AForm 4 → | Nov 27, 7:47 pm EST | David LemusDirector | 35,000 | — | — | 35,000 | — | |
| Nov 26, 2018 AForm 4 → | Nov 27, 7:47 pm EST | Kim JandaDirector | 35,000 | — | — | 35,000 | — | |
| Nov 26, 2018 AForm 4 → | Nov 27, 7:46 pm EST | Dorman FollowwillDirector | 35,000 | — | — | 35,000 | — | |
| Jul 20, 2018 MForm 4 → | Jul 23, 6:50 am EDT | Henry JiSee Remarks, Director | 6,000 | — | — | 0 | — | |
| May 17, 2018 AForm 4 → | May 17, 9:01 pm EDT | Henry JiSee Remarks, Director | 750,000 | — | — | 750,000 | — | |
| Jan 21, 2018 PForm 4 → | Jan 22, 7:28 am EST | Henry JiSee Remarks, Director | 261,438 | — | — | 261,438 | — | |
| Nov 14, 2017 AForm 4 → | Nov 16, 7:23 pm EST | Dorman FollowwillDirector | 35,000 | — | — | 35,000 | — | |
| Nov 14, 2017 AForm 4 → | Nov 16, 7:22 pm EST | David LemusDirector | 35,000 | — | — | 35,000 | — | |
| Sep 15, 2017 AForm 4/A → | Sep 18, 6:20 am EDT | Yue Alexander WuDirector | 35,000 | — | — | 35,000 | — | |
| Sep 15, 2017 AForm 4/A → | Sep 18, 6:18 am EDT | David H DemingDirector | 35,000 | — | — | 35,000 | — | |
| Sep 15, 2017 AForm 4/A → | Sep 18, 6:16 am EDT | Kim JandaDirector | 35,000 | — | — | 35,000 | — | |
| Sep 15, 2017 AForm 4/A → | Sep 18, 6:14 am EDT | Jaisim ShahDirector | 35,000 | — | — | 35,000 | — | |
| Sep 15, 2017 AForm 4 → | Sep 15, 9:45 pm EDT | David H DemingDirector | 35,000 | — | — | 35,000 | — | amended |
| Sep 15, 2017 AForm 4 → | Sep 15, 9:45 pm EDT | Kim JandaDirector | 35,000 | — | — | 35,000 | — | amended |
| Sep 15, 2017 AForm 4 → | Sep 15, 9:44 pm EDT | Jaisim ShahDirector | 35,000 | — | — | 35,000 | — | amended |
| Sep 15, 2017 AForm 4 → | Sep 15, 9:44 pm EDT | Yue Alexander WuDirector | 35,000 | — | — | 35,000 | — | amended |
| Sep 14, 2017 AForm 4 → | Sep 18, 6:11 am EDT | Dean FerrignoChief Accounting Officer | 25,000 | — | — | 25,000 | — | |
| Sep 14, 2017 AForm 4 → | Sep 15, 9:46 pm EDT | Henry JiSee Remarks | 750,000 | — | — | 750,000 | — | |
| Sep 14, 2017 AForm 4 → | Sep 15, 9:46 pm EDT | George K NgSee Remarks | 150,000 | — | — | 150,000 | — | |
| Sep 14, 2017 AForm 4 → | Sep 15, 9:45 pm EDT | Jerome B ZeldisSee Remarks | 150,000 | — | — | 150,000 | — | |
| Nov 11, 2016 JForm 4 → | Nov 14, 8:10 pm EST | Henry JiPresident and CEO, Director | 200,000 | — | — | 300,000 | — | |
| Aug 12, 2016 AForm 4 → | Nov 15, 7:22 pm EST | Jerome B ZeldisSee Remarks | 200,000 | — | — | 200,000 | — | late |
| Aug 12, 2016 AForm 4 → | Aug 16, 4:32 pm EDT | Henry JiPresident and CEO, Director | 500,000 | — | — | 977,000 | — | |
| Aug 12, 2016 AForm 4 → | Aug 16, 4:31 pm EDT | George K NgSee Remarks | 100,000 | — | — | 260,000 | — | |
| Aug 12, 2016 AForm 4 → | Aug 16, 4:30 pm EDT | Kevin HerdeExecutive VP and CFO | 50,000 | — | — | 130,000 | — | |
| Aug 12, 2016 AForm 4 → | Aug 16, 4:30 pm EDT | Jeffrey SuExecutive VP and COO | 100,000 | — | — | 260,000 | — | |
| Jul 11, 2016 AForm 4 → | Jul 12, 5:01 pm EDT | William S MarthDirector | 49,000 | — | — | 182,000 | — | |
| Jul 11, 2016 AForm 4 → | Jul 12, 5:01 pm EDT | Douglas O EbersoleDirector | 35,000 | — | — | 94,000 | — | |
| Jul 11, 2016 AForm 4 → | Jul 12, 5:00 pm EDT | Jaisim ShahDirector | 35,000 | — | — | 305,000 | — | |
| Jul 11, 2016 AForm 4 → | Jul 12, 5:00 pm EDT | Kim JandaDirector | 35,000 | — | — | 132,400 | — | |
| Jul 11, 2016 AForm 4 → | Jul 12, 5:00 pm EDT | David H DemingDirector | 35,000 | — | — | 105,000 | — | |
| Jul 8, 2016 JForm 4 → | Jul 11, 6:11 pm EDT | Patrick Soon-Shiong +3Other | 500,000 | — | — | 1,224,138 | — | |
| Mar 11, 2016 AForm 4 → | Mar 15, 4:17 pm EDT | George K NgSee Remarks | 40,000 | — | — | 160,000 | — | |
| Mar 11, 2016 AForm 4 → | Mar 15, 4:16 pm EDT | Jeffrey SuExecutive VP and COO | 40,000 | — | — | 160,000 | — | |
| Mar 11, 2016 AForm 4 → | Mar 15, 4:15 pm EDT | Henry JiPresident and CEO, Director | 100,000 | — | — | 477,000 | — | |
| Jun 4, 2015 AForm 4 → | Jun 8, 6:49 am EDT | David H DemingDirector | 36,000 | — | — | 61,000 | — | |
| Jun 4, 2015 AForm 4 → | Jun 8, 6:09 am EDT | Jaisim ShahDirector | 25,000 | — | — | 270,000 | — | |
| Jun 4, 2015 AForm 4 → | Jun 8, 6:08 am EDT | Douglas O EbersoleDirector | 34,000 | — | — | 59,000 | — | |
| Jun 4, 2015 AForm 4 → | Jun 8, 6:06 am EDT | Kim JandaDirector | 28,000 | — | — | 97,400 | — | |
| Jun 4, 2015 AForm 4 → | Jun 8, 6:05 am EDT | William S MarthDirector | 58,000 | — | — | 133,000 | — | |
| Apr 29, 2015 AForm 4 → | May 1, 11:43 am EDT | Mark DurandEVP & CFO | 120,000 | — | — | 145,000 | — | |
| Feb 24, 2015 AForm 4 → | Feb 26, 4:47 pm EST | Henry JiPresident and CEO, Director | 160,000 | — | — | 377,000 | — | |
| Feb 24, 2015 AForm 4 → | Feb 26, 4:46 pm EST | George UyEVP & Chief Commercial Officer | 80,000 | — | — | 207,000 | — | |
| Feb 24, 2015 AForm 4 → | Feb 26, 4:44 pm EST | Jaisim ShahDirector | 80,000 | — | — | 245,000 | — |