SEC Form 4 · accession 0000899243-15-003751
Sorrento Therapeutics, Inc. · SRNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George K Ng
Officer — See Remarks
Period of report
Aug 21, 2015
Accepted (ET)
Aug 21, 2015 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2015 | P | 500 | $13.49 | A | 500 | D | |
| Common Stock | Aug 21, 2015 | P | 333 | $13.546 | A | 833 | D | |
| Common Stock | Aug 21, 2015 | P | 55 | $13.34 | A | 888 | D | |
| Common Stock | holding | — | — | — | 14,901 | I | Through Peng Ventures, LLC |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Executive Vice President & Chief Legal Officer