Insider holders · CIK 0000850261
Sorrento Therapeutics, Inc. · SRNE
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Nana Gu10% Owner | 8,617,513 | — | 8,617,513 | Jan 25, 2018 · 4:57 pm EST | Form 4 |
| Asia Pacific MedTech (BVI) Ltd10% Owner | 8,617,513 | — | 8,617,513 | Jan 25, 2018 · 4:57 pm EST | Form 4 |
| Henry JiSee Remarks | 2,045,807 | 40,000 | 2,085,807 | Jul 23, 2018 · 6:50 am EDT | Form 4 |
| ABG Innovation-SO Ltd10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| ABG II-SO Ltd10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| ABG SRNE Ltd10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Ally Bridge Group Innovation Capital Partners III, L.P.10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Bin Li10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Fan Yu10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Ally Bridge LB Management Ltd10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| ABG Management Ltd10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Ally Bridge LB Healthcare Master Fund Ltd10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Ally Bridge Group Capital Partners II, L.P.10% Owner | — | 1,408,027 | 1,408,027 | Sep 14, 2018 · 4:12 pm EDT | Form 4 |
| Zhenwei MiaoSVP, Head of ADC Development | 559,390 | — | 559,390 | May 22, 2015 · 4:30 pm EDT | Form 4 |
| George K NgSee Remarks | 302,146 | 3,448 | 305,594 | Feb 28, 2018 · 7:04 pm EST | Form 4 |
| George UySee Remarks | 201,735 | — | 201,735 | Sep 21, 2015 · 8:55 pm EDT | Form 4 |
| Jaisim ShahDirector | 112,633 | — | 112,633 | Jun 15, 2017 · 4:13 pm EDT | Form 4 |
| Jeffrey SuExecutive VP and COO | 13,000 | — | 13,000 | Feb 3, 2017 · 7:49 pm EST | Form 4 |
| Jerome B ZeldisSee Remarks | 10,000 | — | 10,000 | Feb 3, 2017 · 7:43 pm EST | Form 4 |
| Kevin HerdeExecutive VP and CFO | 7,000 | — | 7,000 | Feb 3, 2017 · 7:48 pm EST | Form 4 |
| Yue Alexander WuDirector | 5,000 | — | 5,000 | Feb 3, 2017 · 7:51 pm EST | Form 4 |
| Kim JandaDirector | 3,000 | — | 3,000 | Feb 3, 2017 · 7:50 pm EST | Form 4 |
| Dorman FollowwillDirector | 2,130 | — | 2,130 | Oct 2, 2017 · 8:29 pm EDT | Form 3 |
| Dean FerrignoChief Accounting Officer | 245 | — | 245 | Feb 28, 2018 · 7:05 pm EST | Form 4 |
| Chan Soon-Shiong Family Foundationrelationship not stated | 0 | 0 | 0 | Jul 11, 2016 · 6:11 pm EDT | Form 4 |
| Cambridge Equities, LPrelationship not stated | 0 | 0 | 0 | Jul 11, 2016 · 6:11 pm EDT | Form 4 |
| MP 13 Ventures, LLCrelationship not stated | 0 | 0 | 0 | Jul 11, 2016 · 6:11 pm EDT | Form 4 |
| Patrick Soon-Shiongrelationship not stated | 0 | 0 | 0 | Jul 11, 2016 · 6:11 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.