SEC Form 4 · accession 0001179110-17-014295
TRIUMPH GROUP INC · TGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance R. Turner
Officer — SVP, Human Resources
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 2:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021162
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitsF1 | $0.00 | Nov 15, 2017 | A | 2,580 | A | — | — | Common stock | 2,580 | 2,580 | D |
| Restricted stock unitsF2 | $0.00 | Nov 15, 2017 | A | 7,167 | A | — | — | Common stock | 7,167 | 7,167 | D |
Explanation of responses
- F1Represents an award of restricted stock units, with restrictions lapsing as to 1/3rd of the award on each of the first, second and third anniversaries of the date of grant. Earlier potential lapse of forfeiture events set forth in the Company's Amended and Restated 2013 Equity and Cash Incentive Plan apply to this award.
- F2Represents an award of restricted stock units, with restrictions lapsing as to 1/3rd of the award on each of the first, second and third anniversaries of the date of employment (September 25, 2017) by the Company. Earlier potential lapse of forfeiture events set forth in the Company's Amended and Restated 2013 Equity and Cash Incentive Plan apply to this award.