Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 16, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

281 filings · trading day Nov 16, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 13, 2017 JForm 4 →	Nov 15, 4:41 pm EST	Taylor Morrison Home CorpTMHC	TPG Group Holdings (SBS) Advisors, Inc. +210% Owner	5,000,000	$22.95	$114,750,000	18,147,848	—
Nov 13, 2017 JForm 4 →	Nov 15, 8:07 pm EST	Taylor Morrison Home CorpTMHC	OCM TMM Holdings II, L.P. +910% Owner	5,000,000	$22.95	$114,750,000	18,147,847	—
May 15, 2017 AForm 4 →	Nov 15, 7:26 pm EST	Westmoreland Resource Partners, LPWMLP	WESTMORELAND COAL CoDirector, 10% Owner	578,400	$7.54	$4,361,136	16,793,429	—	late
Nov 14, 2017 AForm 4 →	Nov 15, 7:28 pm EST	Westmoreland Resource Partners, LPWMLP	WESTMORELAND COAL CoDirector, 10% Owner	257,251	$7.54	$1,939,673	17,050,680	—
Nov 13, 2017 ADForm 4 →	Nov 16, 7:49 am EST	Resolute Forest Products Inc.RFP	Richard GarneauPresident & CEO, Director	207,449	$9.00	$651,483	427,684	—	late
Nov 13, 2017 MForm 4 →	Nov 15, 5:37 pm EST	Q2 Holdings, Inc.QTWO	Odus Edward Wittenburg Jr.President	20,000	$27.56	$551,200	192,500	—
Oct 25, 2016 AMForm 4 →	Nov 15, 2017, 6:10 pm EST	HAEMONETICS CORPHAE	Dan GoldsteinChief Accounting Officer	14,315	$37.42	$383,606	4,370	—	late
Nov 8, 2017 CForm 4 →	Nov 16, 1:41 pm EST	E.W. SCRIPPS CoSSP	Brian G. LawlorPresident, Local Media	24,260	$14.25	$345,705	49,257	—	late
Nov 8, 2017 CForm 4 →	Nov 16, 1:39 pm EST	E.W. SCRIPPS CoSSP	Lisa A KnutsonEVP, Chief Strategy Officer	19,117	$14.25	$272,417	38,814	—	late
Nov 8, 2017 CForm 4 →	Nov 16, 1:42 pm EST	E.W. SCRIPPS CoSSP	Adam SymsonPresident and CEO, Director	17,068	$14.25	$243,219	34,656	—	late
Nov 9, 2017 FForm 4/A →	Nov 16, 7:45 am EST	Resolute Forest Products Inc.RFP	Richard GarneauPresident & CEO, Director	19,841	$8.93	$177,180	365,009	—
Nov 8, 2017 CForm 4 →	Nov 16, 1:37 pm EST	E.W. SCRIPPS CoSSP	William AppletonEVP and General Counsel	9,558	$14.25	$136,202	19,407	—	late
Nov 15, 2017 JForm 4 →	Nov 15, 7:07 pm EST	ProtoKinetix, Inc.PKTX	Susan Marie WoodwardOther	12,000,000	$0.01	$120,000	0	—
Nov 14, 2017 MForm 4 →	Nov 15, 5:14 pm EST	TransUnionTRU	John T DanaherEVP - Consumer Interactive	21,300	$4.99	$106,287	50,175	—
Nov 14, 2017 MForm 4 →	Nov 16, 12:48 pm EST	KAR Auction Services, Inc.KAR	Donald S. GottwaldCOO & Chief Strategy Officer	10,000	$10.00	$100,000	60,000	—
Nov 14, 2017 AForm 4 →	Nov 15, 5:01 pm EST	ESTEE LAUDER COMPANIES INCEL	Irvine O Hockaday Jr.Director	4,211	$126.02	$82,999	74,879	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:16 am EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Walter R ArnheimDirector	1,021	$65.30	$66,671	74,680	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:20 pm EST	SOTHEBYSBID	Domenico De SoleDirector	1,368	$45.66	$62,463	21,870	—
Nov 14, 2017 AForm 4 →	Nov 15, 5:03 pm EST	ESTEE LAUDER COMPANIES INCEL	Lynn ForesterDirector	3,886	$126.02	$42,000	65,826	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:49 pm EST	ARROW ELECTRONICS INCARW	Philip K AshermanDirector	388	$77.31	$30,000	9,658	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:59 pm EST	ESTEE LAUDER COMPANIES INCEL	Paul J FribourgDirector	3,790	$126.02	$29,999	30,571	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:21 am EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	James R MontagueDirector	449	$65.30	$29,320	32,925	—
Nov 14, 2017 AForm 4 →	Nov 15, 5:00 pm EST	ESTEE LAUDER COMPANIES INCEL	Mellody L HobsonDirector	3,774	$126.02	$27,999	35,663	—
Nov 15, 2017 AForm 4 →	Nov 16, 1:07 pm EST	ARROW ELECTRONICS INCARW	Andrew Charles KerinDirector	356	$77.31	$27,500	5,305	—
Nov 14, 2017 AForm 4 →	Nov 15, 5:06 pm EST	ESTEE LAUDER COMPANIES INCEL	Barry S SternlichtDirector	3,767	$126.02	$27,000	37,052	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:22 am EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Robert G CroyleDirector	406	$65.30	$26,512	29,796	—
Nov 13, 2017 PForm 4 →	Nov 16, 1:53 pm EST	Bright Mountain Media, Inc.BMTM	W Kip SpeyerCEO/President/Chairman, Director, 10% Owner	62,500	$0.40	$25,000	25,000	—	late
Nov 14, 2017 MForm 4 →	Nov 15, 8:22 pm EST	WashingtonFirst Bankshares, Inc.WFBI	Juan A MenciaDirector	2,430	$9.28	$22,551	0	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:39 pm EST	TC PIPELINES LPTCP	Jack StarkDirector	380	$51.84	$19,699	20,067	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:14 pm EST	SOTHEBYSBID	Jessica M BibliowiczDirector	410	$45.66	$18,721	7,642	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:15 pm EST	SOTHEBYSBID	Kevin C. ConroyDirector	410	$45.66	$18,721	7,642	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:17 pm EST	SOTHEBYSBID	Linus W. L. CheungDirector	410	$45.66	$18,721	2,128	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:18 pm EST	SOTHEBYSBID	Duke of DevonshireDirector	410	$45.66	$18,721	49,181	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:21 pm EST	SOTHEBYSBID	Olivier RezaDirector	410	$45.66	$18,721	7,642	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:24 pm EST	SOTHEBYSBID	Diana L TaylorDirector	410	$45.66	$18,721	25,413	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:26 pm EST	SOTHEBYSBID	Harry James WilsonDirector	410	$45.66	$18,721	7,642	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:59 pm EST	SOTHEBYSBID	Dennis M WeiblingDirector	410	$45.66	$18,721	25,907	—	amended
Nov 15, 2017 AForm 4 →	Nov 16, 1:01 pm EST	SOTHEBYSBID	Marsha SimmsDirector	410	$45.66	$18,721	14,492	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:21 am EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Barry R PearlDirector	236	$65.30	$15,411	17,274	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:20 pm EST	TC PIPELINES LPTCP	Walentin MiroshDirector	255	$51.84	$13,219	13,448	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:55 pm EST	Q2 Holdings, Inc.QTWO	Barry G BentonSVP, General Counsel	1,500	$8.35	$12,525	2,250	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:48 pm EST	ARROW ELECTRONICS INCARW	John Nils HansonDirector	162	$77.31	$12,500	17,363	—
Nov 15, 2017 AForm 4 →	Nov 16, 1:09 pm EST	ARROW ELECTRONICS INCARW	Barry W PerryDirector	162	$77.31	$12,500	20,288	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:17 pm EST	TC PIPELINES LPTCP	Malyn K MalquistDirector	232	$51.84	$12,027	12,255	—
Nov 15, 2017 MForm 4 →	Nov 16, 9:04 am EST	NANOPHASE TECHNOLOGIES CorpNANX	Frank CesarioChief Financial Officer	26,667	$0.3561	$9,495	0	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:54 pm EST	ARROW ELECTRONICS INCARW	Stephen C PatrickDirector	81	$77.31	$6,250	12,741	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:11 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannEVP, Global Operations	122	$44.41	$5,401	1,217	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:21 am EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Edward J GuayDirector	51	$65.30	$3,330	3,773	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:09 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardEVP & Chief Marketing Officer	60	$44.41	$2,646	1,868	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:22 am EST	MAGELLAN MIDSTREAM PARTNERS LPMMP	Lori GobillotDirector	33	$65.30	$2,155	2,467	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:12 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	47	$44.41	$2,083	81,727	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:08 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerEVP Finance & CFO	26	$44.41	$1,152	2,287	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:53 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	Kenneth M KeverianSenior Vice President	6	$147.10	$883	7,107	—
Nov 15, 2017 AForm 4 →	Nov 16, 12:53 pm EST	INTERNATIONAL BUSINESS MACHINES CORPIBM	James J KavanaughSenior Vice President	6	$147.10	$883	5,245	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:01 pm EST	ISSUER DIRECT CORPISDR	William H EverettDirector	10,000	—	—	30,000	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:01 pm EST	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	David H LissyChief Executive Officer, Director	75,000	—	—	25,000	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:03 pm EST	DENTSPLY SIRONA Inc.XRAY	Francis J LungerDirector	8,900	—	—	0	—
Nov 13, 2017 JForm 4 →	Nov 15, 4:05 pm EST	EnLink Midstream Partners, LPENLK	Enfield Holdings Advisors, Inc. +110% Owner	410,681	—	—	57,056,281	—
Nov 13, 2017 JForm 4 →	Nov 15, 4:05 pm EST	DarioHealth Corp.DRIO	Allen KamerDirector, 10% Owner	892,858	—	—	0	—
Nov 13, 2017 JForm 4 →	Nov 15, 4:05 pm EST	DarioHealth Corp.DRIO	Yossi BahagonDirector, 10% Owner	892,858	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:06 pm EST	MARKETAXESS HOLDINGS INCMKTX	John SteinhardtDirector	4,225	—	—	0	—
Nov 13, 2017 JForm 4 →	Nov 15, 4:06 pm EST	EnLink Midstream Partners, LPENLK	TPG Advisors VII, Inc. +210% Owner	410,681	—	—	57,056,281	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:08 pm EST	Inogen IncINGN	Matt ScribnerEVP, Operations	2,500	—	—	20,183	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:09 pm EST	CONCERT PHARMACEUTICALS, INC.CNCE	Nancy StuartChief Operating Officer	4,215	—	—	48,882	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:09 pm EST	TechTarget IncTTGT	Leonard P FormanDirector	5,000	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:10 pm EST	SELECTIVE INSURANCE GROUP INCSIGI	A David BrownDirector	14,612	—	—	0	—
Nov 13, 2017 AMForm 4 →	Nov 15, 4:11 pm EST	SUNPOWER CORPSPWR	Catherine A LesjakDirector	17,302	—	—	0	—
Nov 13, 2017 AMForm 4 →	Nov 15, 4:12 pm EST	SUNPOWER CORPSPWR	Thomas R McDanielDirector	17,302	—	—	0	—
Nov 13, 2017 AMForm 4 →	Nov 15, 4:13 pm EST	SUNPOWER CORPSPWR	Patrick Wood IIIDirector	17,302	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 15, 4:14 pm EST	NxStage Medical, Inc.NXTM	Winifred L SwanSVP and General Counsel	3,000	—	—	20,542	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:16 pm EST	TOLL BROTHERS INCTOL	Richard T. HartmanPresident	20,000	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:17 pm EST	AMERICAN TOWER CORP /MA/AMT	James D Taiclet Jr.Chairman, President and CEO, Director	34,000	—	—	34,667	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:17 pm EST	WYNN RESORTS LTDWYNN	Matt MaddoxPresident	80,000	—	—	60,000	—
Nov 13, 2017 AForm 4 →	Nov 15, 4:19 pm EST	ENERGIZER HOLDINGS, INC.ENR	Emily K BossVP, General Counsel	4,073	—	—	4,073	—
Nov 13, 2017 AForm 4 →	Nov 15, 4:20 pm EST	ENERGIZER HOLDINGS, INC.ENR	Susan K DrathVP, Chief HR Officer	2,139	—	—	2,139	—
Nov 13, 2017 AForm 4 →	Nov 15, 4:20 pm EST	ENERGIZER HOLDINGS, INC.ENR	Timothy W GormanEVP, CFO & CAO	5,770	—	—	5,770	—
Nov 13, 2017 AForm 4 →	Nov 15, 4:20 pm EST	ENERGIZER HOLDINGS, INC.ENR	Alan R. HoskinsPresident & CEO, Director	27,150	—	—	27,150	—
Nov 13, 2017 AForm 4 →	Nov 15, 4:20 pm EST	ENERGIZER HOLDINGS, INC.ENR	Gregory T KinderEVP, Chief Supply Chain Off.	5,939	—	—	5,939	—
Nov 13, 2017 AForm 4 →	Nov 15, 4:20 pm EST	ENERGIZER HOLDINGS, INC.ENR	Mark Stephen LaVigneEXECUTIVE VP, COO	8,960	—	—	8,960	—
Nov 15, 2017 AForm 4 →	Nov 15, 4:21 pm EST	PACIFIC BIOSCIENCES OF CALIFORNIA, INC.PACB	Kathy OrdonezChief Commercial Officer, Director	375,000	—	—	375,000	—
Nov 15, 2017 AForm 4 →	Nov 15, 4:22 pm EST	ACCELERON PHARMA INCXLRN	Karen L. SmithDirector	20,000	—	—	20,000	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:22 pm EST	HOLOGIC INCHOLX	Elaine UllianDirector	12,774	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 15, 4:32 pm EST	Apellis Pharmaceuticals, Inc.APLS	Hillhouse Capital Management, Ltd.10% Owner	4,476,275	—	—	0	—
Nov 14, 2017 ACMForm 4 →	Nov 15, 4:32 pm EST	VEEVA SYSTEMS INCVEEV	Matthew J WallachPresident	72,000	—	—	210,671	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:34 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	401,927	—
Nov 13, 2017 AForm 4/A →	Nov 15, 4:35 pm EST	HARTE HANKS INCHHS	Jon C BiroChief Financial Officer	338,552	—	—	338,552	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:39 pm EST	ROCKWELL COLLINS INCCOL	David J NieuwsmaSr. VP, Informaton Mgmt Svcs	3,900	—	—	7,800	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:39 pm EST	TREX CO INCTREX	Frank H Merlotti Jr.Director	2,321	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:40 pm EST	PS BUSINESS PARKS INC/CAPSB	Robert S RolloDirector	2,070	—	—	2,070	—
Nov 14, 2017 MForm 4 →	Nov 15, 4:40 pm EST	Steris plcSTE	John Adam ZangerleVP, Gen Counsel, and Sec.	3,650	—	—	0	—
Nov 15, 2017 XForm 4 →	Nov 15, 4:41 pm EST	Dolby Laboratories, Inc.DLB	David DolbyDirector, 10% Owner	2,227	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:42 pm EST	AMERICAN FINANCIAL GROUP INCAFG	S Craig LindnerCo-CEO & Co-President, Director	50,000	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 15, 4:44 pm EST	LAUREATE EDUCATION, INC.LAUR	Paula R SingerChief Learning & Innov Officer	77,027	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:44 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Anne T. SchumannSenior Vice President	3,186	—	—	4,575	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:47 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William J HeitmanController	2,775	—	—	3,819	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:51 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Peter GanzSenior Vice President	7,092	—	—	10,211	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:52 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	J Kevin WillisChief Financial Officer	12,232	—	—	16,574	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:53 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Keith C SilvermanVice President	1,439	—	—	1,894	—
Nov 13, 2017 MForm 4 →	Nov 15, 4:55 pm EST	PLEXUS CORPPLXS	Dean A FoateDirector	150	—	—	16,925	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:55 pm EST	ESTEE LAUDER COMPANIES INCEL	Charlene BarshefskyDirector	3,552	—	—	17,257	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:56 pm EST	ESTEE LAUDER COMPANIES INCEL	Rose Marie BravoDirector	3,552	—	—	13,732	—
Nov 14, 2017 AForm 4 →	Nov 15, 4:57 pm EST	ESTEE LAUDER COMPANIES INCEL	Wei Sun ChristiansonDirector	3,552	—	—	7,508	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:00 pm EST	INTRICON CORPIIN	Dennis GonsiorVice President, Operations	20,000	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:01 pm EST	INTRICON CORPIIN	Mark Stephen GorderPresident and CEO, Director	25,000	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:02 pm EST	PLEXUS CORPPLXS	Patrick John JermainSr. Vice President & CFO	4,150	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 15, 5:03 pm EST	ESTEE LAUDER COMPANIES INCEL	Richard D ParsonsDirector	3,552	—	—	10,501	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:03 pm EST	INTRICON CORPIIN	Michael GeraciVP Sales and Marketing	20,000	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 15, 5:04 pm EST	SYSCO CORPSYY	Robert S CharltonExecutive Vice President	2,994	—	—	25,315	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:04 pm EST	INTRICON CORPIIN	Greg GruenhagenVP, Corp. Qlty. & Reg. Affairs	10,000	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:06 pm EST	INTRICON CORPIIN	Scott LongvalChief Financial Officer	15,000	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 15, 5:07 pm EST	ESTEE LAUDER COMPANIES INCEL	Richard F ZanninoDirector	3,552	—	—	8,315	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:07 pm EST	CIGNA CORPCI	Michael W TriplettPresident, US Markets	11,287	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:08 pm EST	AXCELIS TECHNOLOGIES INCACLS	Kevin J BrewerEVP & Chief Financial Officer	31,640	—	—	24,610	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:08 pm EST	NanoString Technologies IncNSTG	David W. GhesquiereSVP, Corporate & Business Dev	2,500	—	—	5,000	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:08 pm EST	NanoString Technologies IncNSTG	J. Chad BrownSVP, Sales & Marketing	17,200	—	—	17,200	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:08 pm EST	SYSCO CORPSYY	William J DeLaney IIIChief Executive Officer, Director	150,000	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:09 pm EST	Post Holdings, Inc.POST	Diedre J GrayEVP, GC & CAO, SECY	27,722	—	—	24,826	—
Nov 14, 2017 MForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Joseph B DonahueEVP & COO	19,897	—	—	0	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Mario CalastriSVP & Treasurer	11,855	—	—	4,071	—
Nov 14, 2017 MForm 4 →	Nov 15, 5:09 pm EST	LendingClub CorpLC	Scott SanbornCEO	73,700	—	—	1,194,360	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Terrence R CurtinChief Exec. Officer & Director, Director	191,722	—	—	3,353	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:09 pm EST	Post Holdings, Inc.POST	James E Dwyer Jr.PRES & CEO-MICHAEL FOODS GROUP	43,931	—	—	35,620	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	John S JenkinsEVP & General Counsel	42,038	—	—	4,335	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Thomas J LynchExecutive Chairman, Director	51,441	—	—	7,942	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Steven T MerktPresident, Transportation Sol.	67,303	—	—	31,263	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Heath A MittsEVP & Chief Financial Officer	59,700	—	—	59,700	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:09 pm EST	Post Holdings, Inc.POST	Christopher J NeugentPRES & CEO-POST CONSUMER BRNDS	48,724	—	—	39,506	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:09 pm EST	TE Connectivity Ltd.TEL	Tim MurphySVP & CHRO	23,879	—	—	526	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:10 pm EST	TE Connectivity Ltd.TEL	Robert J OttSr VP & Corporate Controller	12,061	—	—	372	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:10 pm EST	TE Connectivity Ltd.TEL	Eric ReschSr VP & Chief Tax Officer	61,011	—	—	0	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:10 pm EST	TE Connectivity Ltd.TEL	Kevin N RockPresident, Industrial Solution	43,634	—	—	12,223	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:10 pm EST	Post Holdings, Inc.POST	Jeff A ZadoksEVP & CFO	35,195	—	—	31,518	—
Nov 13, 2017 AMForm 4 →	Nov 15, 5:10 pm EST	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	33,089	—	—	9,700	—
Nov 14, 2017 MForm 4 →	Nov 15, 5:10 pm EST	TE Connectivity Ltd.TEL	James O'ToolePresident, Communications Sol.	49,022	—	—	37,463	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:10 pm EST	Post Holdings, Inc.POST	Robert V VitalePRESIDENT & CEO, Director	72,427	—	—	72,427	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:11 pm EST	FLOWERS FOODS INCFLO	Allen L ShiverPresident and CEO, Director	226,125	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 15, 5:11 pm EST	Square, Inc.SQ	James Morgan McKelvey Jr.Director	400,000	—	—	3,600,000	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:13 pm EST	Intra-Cellular Therapies, Inc.ITCI	Andrew SatlinEVP and Chief Medical Officer	170,500	—	—	170,500	—
Nov 13, 2017 CForm 4 →	Nov 15, 5:13 pm EST	Square, Inc.SQ	Jack DorseyPresident, CEO & Chairman, Director, 10% Owner	286,000	—	—	55,438,946	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:14 pm EST	FLOWERS FOODS INCFLO	Brad K AlexanderPresident, Fresh Pkgd Bread BU	110,362	—	—	0	—
Nov 14, 2017 CMForm 4 →	Nov 15, 5:18 pm EST	Wayfair Inc.W	Steven ConineCo-Founder, Director, 10% Owner	47,500	—	—	13,075,346	—
Nov 15, 2017 CMForm 4 →	Nov 15, 5:18 pm EST	Wayfair Inc.W	Edmond MacriChief Product/Marketing	6,000	—	—	0	—
Nov 14, 2017 CMForm 4 →	Nov 15, 5:18 pm EST	Wayfair Inc.W	Niraj ShahChief Executive Officer, Director, 10% Owner	47,500	—	—	13,075,044	—
Nov 15, 2017 CMForm 4 →	Nov 15, 5:18 pm EST	Wayfair Inc.W	James SavareseChief Operating Officer	7,500	—	—	0	—
Nov 15, 2017 CMForm 4 →	Nov 15, 5:19 pm EST	Wayfair Inc.W	John Champlin MullikenChief Technology Officer	6,000	—	—	0	—
Nov 15, 2017 CMForm 4 →	Nov 15, 5:19 pm EST	Wayfair Inc.W	Steve OblakChief Merchandising Officer	2,499	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:21 pm EST	CEVA INCCEVA	Eliyahu AyalonDirector	9,750	—	—	3,250	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:21 pm EST	FLOWERS FOODS INCFLO	David Keith WheelerChief Sales Officer	25,987	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 15, 5:23 pm EST	Planet Fitness, Inc.PLNT	Richard L MooreCAO & General Counsel	49,753	—	—	318,958	—
Nov 8, 2017 AForm 4 →	Nov 15, 5:25 pm EST	Loop Industries, Inc.LLPP	Frank ZitellaChief Financial Officer	280,000	—	—	280,000	—	late
Nov 13, 2017 MForm 4 →	Nov 15, 5:27 pm EST	CORCEPT THERAPEUTICS INCCORT	G Leonard Baker Jr.Director	30,000	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:31 pm EST	PLEXUS CORPPLXS	Ralf R BoerDirector	3,627	—	—	1,373	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:43 pm EST	EQT CorpEQT	Thomas F KaramDirector	380	—	—	380	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:45 pm EST	EQT CorpEQT	Norman J SzydlowskiDirector	380	—	—	380	—
Nov 14, 2017 MForm 4 →	Nov 15, 5:45 pm EST	FEDERAL SIGNAL CORP /DE/FSS	James E GoodwinDirector	50,000	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:47 pm EST	EQT CorpEQT	Daniel J. Rice IVDirector	380	—	—	380	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:48 pm EST	EQT CorpEQT	Robert F VagtDirector	6,021	—	—	380	—
Nov 15, 2017 MForm 4 →	Nov 15, 5:48 pm EST	NETGEAR, INCNTGR	Mark G MerrillChief Technology Officer	3,000	—	—	3,000	—
Nov 13, 2017 JForm 4 →	Nov 15, 5:52 pm EST	EnLink Midstream Partners, LPENLK	GOLDMAN SACHS GROUP INC +910% Owner	410,681	—	—	57,056,281	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:52 pm EST	VALVOLINE INCVVV	David J. ScheveController	3,150	—	—	3,150	—
Nov 13, 2017 JForm 4 →	Nov 15, 5:53 pm EST	EnLink Midstream Partners, LPENLK	WSIP Egypt Holdings, LP +410% Owner	410,681	—	—	57,056,281	—
Nov 13, 2017 MForm 4 →	Nov 15, 5:54 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	Mark James LittonChief Business Officer	16,519	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 5:58 pm EST	VALVOLINE INCVVV	Heidi J. MatheysChief Marketing Officer	11,100	—	—	9,000	—
Nov 15, 2017 MForm 4 →	Nov 15, 6:00 pm EST	TELEDYNE TECHNOLOGIES INCTDY	Wesley W Von SchackDirector	2,000	—	—	2,000	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:00 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Beverley Anne BriscoeDirector	1,428	—	—	26,043	—
Nov 13, 2017 MForm 4 →	Nov 15, 6:02 pm EST	NEKTAR THERAPEUTICSNKTR	John NicholsonSVP & Chief Operating Officer	25,000	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:03 pm EST	VALVOLINE INCVVV	Mary E MeixelspergerChief Financial Officer	41,600	—	—	33,730	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:04 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Robert George EltonDirector	631	—	—	13,346	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:07 pm EST	VALVOLINE INCVVV	Craig A. MoughlerSenior Vice President	12,480	—	—	10,120	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:11 pm EST	VALVOLINE INCVVV	Frances E. LockwoodChief Technology Officer	8,330	—	—	6,750	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:14 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	J Kim FennellDirector	631	—	—	631	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:17 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Erik OlssonDirector	631	—	—	10,423	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:17 pm EST	VALVOLINE INCVVV	Julie Marie O'DanielGen. Counsel, Corp. Secy, SVP	16,640	—	—	13,490	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:19 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Edward Baltazar PitoniakDirector	631	—	—	14,254	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:21 pm EST	MACROGENICS INCMGNX	Jay Philip SiegelDirector	20,000	—	—	20,000	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:22 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Sarah E. RaissDirector	631	—	—	2,804	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:22 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Amy Guggenheim ShenkanDirector	631	—	—	631	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:23 pm EST	VALVOLINE INCVVV	Anthony R. PuckettPresident, Quick Lubes	12,480	—	—	10,120	—
Nov 14, 2017 AForm 4 →	Nov 15, 6:24 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Christopher ZimmermanDirector	631	—	—	14,254	—
Nov 14, 2017 MForm 4 →	Nov 15, 6:26 pm EST	Argo Group International Holdings, Ltd.AGII	Gary V WoodsDirector	6,655	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:27 pm EST	VALVOLINE INCVVV	Samuel J MitchellChief Executive Officer, Director	158,040	—	—	128,150	—
Nov 13, 2017 MForm 4 →	Nov 15, 6:27 pm EST	SPLUNK INCSPLK	Godfrey SullivanDirector	75,000	—	—	287,515	—
Nov 13, 2017 MForm 4 →	Nov 15, 6:29 pm EST	EVERBRIDGE, INC.EVBG	Elliot J. MarkSVP & General Counsel	1,000	—	—	44,870	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:30 pm EST	VALVOLINE INCVVV	Thomas A. Gerrald IISenior Vice President	12,480	—	—	10,120	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:32 pm EST	APPLE INCAAPL	Katherine L. AdamsSVP, General Counsel	114,964	—	—	57,482	—
Nov 13, 2017 AForm 4 →	Nov 15, 6:35 pm EST	VALVOLINE INCVVV	Victor T. RiosChief Info. & Digital Officer	8,330	—	—	6,750	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:43 pm EST	Tableau Software IncDATA	Chris StolteCo-Founder & Technical Advisor, Director	75,000	—	—	2,738,125	—
Nov 13, 2017 MForm 4 →	Nov 15, 6:43 pm EST	WAGEWORKS, INC.WAGE	Kimberly L. WilfordCorporate Secretary	50,000	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 15, 6:43 pm EST	EVERBRIDGE, INC.EVBG	Claudia DentSVP, Product Management	4,000	—	—	18,608	—
Nov 15, 2017 MForm 4 →	Nov 15, 6:45 pm EST	CalAtlantic Group, Inc.CAA	Peter G SkellyEVP & Chief Operating Officer	20,382	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 15, 6:49 pm EST	EVERBRIDGE, INC.EVBG	Scott BurnettSVP, Operations	1,300	—	—	61,657	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:52 pm EST	Apptio IncAPTI	Kurt ShintafferChief Financial Officer	40,000	—	—	929,146	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:52 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	W Howard Keenan Jr.Director	2,660,201	—	—	12,362,622	—
Nov 13, 2017 MForm 4 →	Nov 15, 6:53 pm EST	CHEVRON CORPCVX	Pierre R BreberExecutive Vice President	23,250	—	—	23,250	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:54 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	William A ZartlerDirector, 10% Owner	1,262,768	—	—	4,980,940	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:55 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	Kyle S. RamachandranChief Financial Officer	140,048	—	—	552,448	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:56 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	Cynthia M. DurrettChief Administrative Officer	53,873	—	—	186,257	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:57 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	James R BurkeDirector	24,398	—	—	7,170	—
Nov 13, 2017 CForm 4 →	Nov 15, 6:58 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	Solaris Energy Capital, LLC10% Owner	1,071,804	—	—	4,980,940	—
Nov 13, 2017 AMForm 4 →	Nov 15, 6:58 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Vincent P AbbatecolaDirector	58,018	—	—	18,018	—
Nov 13, 2017 CMForm 4 →	Nov 15, 6:59 pm EST	Okta, Inc.OKTA	William E LoschChief Financial Officer	36,600	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 7:03 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Otto C MorchDirector	13,513	—	—	13,513	—
Nov 13, 2017 AForm 4 →	Nov 15, 7:08 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Dominic J MonettaDirector	9,009	—	—	9,009	—
Nov 14, 2017 MForm 4 →	Nov 15, 7:12 pm EST	TRIMBLE INC.TRMB	James A KirklandVice President	25,570	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 7:14 pm EST	Zendesk, Inc.ZEN	John GeschkeCLO and SVP Administration	10,000	—	—	90,000	—
Nov 13, 2017 MForm 4 →	Nov 15, 7:14 pm EST	Protagonist Therapeutics, IncPTGX	David Y LiuChief Scientific Officer	7,000	—	—	13,225	—
Nov 13, 2017 AForm 4 →	Nov 15, 7:15 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Richard ParrilloDirector	18,018	—	—	18,018	—
Nov 13, 2017 AForm 4 →	Nov 15, 7:19 pm EST	MICROVISION, INC.MVIS	Perry MulliganCEO	125,000	—	—	125,000	—
Nov 14, 2017 MForm 4 →	Nov 15, 7:21 pm EST	WEYERHAEUSER COWY	Rhonda D HunterSr. Vice President	45,939	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 15, 7:27 pm EST	TETRAPHASE PHARMACEUTICALS INCTTPH	Kamalam UnninayarChief Financial Officer	190,000	—	—	190,000	—
Nov 13, 2017 JForm 4 →	Nov 15, 7:31 pm EST	Rice Midstream Partners LPRMP	EQT Corp +710% Owner	28,753,623	—	—	28,753,623	—
Nov 12, 2017 MForm 4 →	Nov 15, 7:33 pm EST	SVB FINANCIAL GROUPSIVB	Michael L DreyerChief Operations Officer	2,016	—	—	4,032	—	late
May 18, 2016 AMForm 4 →	Nov 15, 2017, 7:34 pm EST	WESTMORELAND COAL CoWLB	Gary Alan KohnChief Financial Officer	3,486	—	—	1,742	—	late
May 18, 2016 AMForm 4 →	Nov 15, 2017, 7:37 pm EST	WESTMORELAND COAL CoWLB	Joseph Earl MichelettiChief Operating Officer	10,980	—	—	5,490	—	late
Nov 13, 2017 MForm 4 →	Nov 15, 7:39 pm EST	Hortonworks, Inc.HDP	Shaun ConnollyChief Strategy Officer	2,083	—	—	20,054	—
May 18, 2016 AMForm 4 →	Nov 15, 2017, 7:41 pm EST	WESTMORELAND COAL CoWLB	Kevin A PaprzyckiCEO, Director	34,859	—	—	17,429	—	late
Nov 14, 2017 MForm 4 →	Nov 15, 7:42 pm EST	CRA INTERNATIONAL, INC.CRAI	Chad M HolmesCFO, EVP and Treasurer	762	—	—	2,285	—
Nov 14, 2017 MForm 4 →	Nov 15, 7:43 pm EST	CRA INTERNATIONAL, INC.CRAI	Paul A MalehPresident and CEO, Director	2,539	—	—	7,616	—
May 18, 2016 AMForm 4 →	Nov 15, 2017, 7:43 pm EST	WESTMORELAND COAL CoWLB	Nathan M. TroupPrincipal Accounting Officer	5,051	—	—	2,525	—	late
May 18, 2016 AMForm 4 →	Nov 15, 2017, 7:46 pm EST	WESTMORELAND COAL CoWLB	Jennifer S GraftonCAO, CLO & Secretary	18,300	—	—	9,150	—	late
Nov 13, 2017 JForm 4 →	Nov 15, 8:00 pm EST	Hostess Brands, Inc.TWNK	Gores Sponsor LLC +4Director, 10% Owner	7,651,514	—	—	8,929,475	—
Nov 13, 2017 MForm 4 →	Nov 15, 8:03 pm EST	XOMA CorpXOMA	Thomas M. BurnsSVP, Finance & CFO	22,222	—	—	77,778	—
Nov 13, 2017 MForm 4 →	Nov 15, 8:03 pm EST	XOMA CorpXOMA	James R NealCEO, Director	46,296	—	—	266,204	—
Nov 13, 2017 MForm 4 →	Nov 15, 8:05 pm EST	Builders FirstSource, Inc.BLDR	M Chad CrowPresident and COO, Director	116,769	—	—	38,923	—
Nov 13, 2017 MForm 4 →	Nov 15, 8:15 pm EST	Builders FirstSource, Inc.BLDR	Morris E TollySr Vice President-Operations	68,200	—	—	0	—
Nov 13, 2017 AForm 4 →	Nov 15, 8:21 pm EST	Meet Group, Inc.MEET	Michael Roy JohnsonChief Accounting Officer	12,500	—	—	12,500	—
Nov 13, 2017 MForm 4 →	Nov 15, 8:24 pm EST	Builders FirstSource, Inc.BLDR	Donald F McAleenanSVP & General Counsel	166,714	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 15, 8:37 pm EST	Restoration Robotics IncHAIR	Gregory R. AndersonVice President, Marketing	45,000	—	—	45,000	—
Nov 15, 2017 MForm 4 →	Nov 15, 9:20 pm EST	CADENCE DESIGN SYSTEMS INCCDNS	Aneel ZamanSr. Vice President	17,500	—	—	61,875	—
Nov 13, 2017 CForm 4 →	Nov 15, 9:21 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	Yorktown Energy Partners X, L.P.10% Owner	2,660,201	—	—	12,362,622	—
Nov 13, 2017 MForm 4 →	Nov 15, 9:22 pm EST	JELD-WEN Holding, Inc.JELD	John R LinkerSVP, Corp. Dev. & Inv. Rel.	22,380	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 15, 9:22 pm EST	Bridgepoint Education IncBPI	Andrew S. ClarkChief Executive Officer, Director	54,075	—	—	0	—
Nov 13, 2017 CForm 4 →	Nov 15, 9:23 pm EST	Solaris Oilfield Infrastructure, Inc.SOI	Yorktown X Associates LLC10% Owner	2,660,201	—	—	12,362,622	—
Nov 13, 2017 MForm 4 →	Nov 15, 9:24 pm EST	JELD-WEN Holding, Inc.JELD	Kirk S HachigianDirector	1,290,684	—	—	0	—
Nov 13, 2017 MForm 4 →	Nov 15, 9:29 pm EST	AIRGAIN INCAIRG	Arthur M. ToscaniniDirector	2,000	—	—	0	—
Nov 14, 2017 CMForm 4 →	Nov 15, 9:30 pm EST	MULESOFT, INCMULE	Simon ParmettPresident, Field Operations	25,392	—	—	367,461	—
Nov 13, 2017 MForm 4 →	Nov 15, 9:32 pm EST	AIRGAIN INCAIRG	James K SimsDirector, 10% Owner	4,000	—	—	0	—
Nov 14, 2017 CMForm 4 →	Nov 15, 9:33 pm EST	MULESOFT, INCMULE	Mark C. BurtonDirector	19,719	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:03 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Brian L CantrellSenior VP and CFO	482	—	—	18,830	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:04 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Joseph W Craft IIIPresident and Chief Executive, Director, 10% Owner	5,416	—	—	211,751	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:05 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	R Eberley DavisSVP-Law&Admin,General Counsel	617	—	—	24,114	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:05 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Cary P MarshallVP Corporate Finance	643	—	—	25,135	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:06 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	John P NeafseyDirector	2,373	—	—	92,770	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:07 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Robert G SachseExcutive Vice President	797	—	—	31,130	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:07 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Wilson M TorrenceDirector	180	—	—	7,028	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:08 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Charles R WesleyExecutive Vice President, Director	2,590	—	—	101,259	—
Nov 14, 2017 AForm 4 →	Nov 16, 9:09 am EST	ALLIANCE RESOURCE PARTNERS LPARLP	Thomas M WynneSenior Vice President and COO	635	—	—	24,826	—
Oct 25, 2017 AForm 4 →	Nov 16, 9:19 am EST	REGO PAYMENT ARCHITECTURES, INC.RPMT	REGO PAYMENT ARCHITECTURES, INC.President and CEO	3,250,000	—	—	250,000	—	late
Nov 15, 2017 MForm 4 →	Nov 16, 9:32 am EST	Amtrust Financial Services, Inc.AFSI	Stephen UngarSVP, GC and Secretary	200	—	—	1,382	—
Nov 15, 2017 MForm 4 →	Nov 16, 10:59 am EST	RLI CORPRLI	Aaron Paul DiefenthalerVP, CIO, Treasurer	9,600	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 16, 11:00 am EST	FAMOUS DAVES OF AMERICA INCDAVE	Jeffrey CrivelloDirector	90,000	—	—	90,000	—
Nov 15, 2017 MForm 4 →	Nov 16, 11:22 am EST	PARKER HANNIFIN CORPPH	Joseph R LeontiVP, General Counsel, Secretary	27,433	—	—	4,690	—
Nov 15, 2017 MForm 4 →	Nov 16, 11:22 am EST	V F CORPVFC	Robert J/ny HurstDirector	22,852	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 12:04 pm EST	CURTISS WRIGHT CORPCW	Glenn E TynanVice President and CFO	4,353	—	—	7,404	—
Nov 14, 2017 MForm 4 →	Nov 16, 12:05 pm EST	CURTISS WRIGHT CORPCW	David Charles AdamsChairman & CEO	11,053	—	—	21,266	—
Nov 14, 2017 SForm 4 →	Nov 16, 12:05 pm EST	CURTISS WRIGHT CORPCW	Harry JakubowitzVP & Treasurer	789	—	—	1,408	—
Nov 14, 2017 MForm 4 →	Nov 16, 12:05 pm EST	CURTISS WRIGHT CORPCW	Tom P QuinlyVice President	5,201	—	—	37,581	—
Nov 16, 2017 MForm 4 →	Nov 16, 12:06 pm EST	CURTISS WRIGHT CORPCW	K Christopher FarkasVice President and Controller	520	—	—	1,328	—
Nov 14, 2017 MForm 4 →	Nov 16, 12:06 pm EST	CURTISS WRIGHT CORPCW	Paul J FerdenziVice President	2,028	—	—	3,918	—
Oct 25, 2017 AForm 4/A →	Nov 16, 12:23 pm EST	REGO PAYMENT ARCHITECTURES, INC.RPMT	David A. KnightPresident and CEO	3,250,000	—	—	250,000	—
Nov 14, 2017 AForm 4 →	Nov 16, 12:37 pm EST	CONE Midstream Partners LPCNNX	Joseph M FinkChief Operating Officer	314	—	—	17,664	—
Nov 14, 2017 AForm 4 →	Nov 16, 12:37 pm EST	CONE Midstream Partners LPCNNX	Angela A MinasDirector	62	—	—	3,497	—
Nov 14, 2017 AForm 4 →	Nov 16, 12:37 pm EST	CONE Midstream Partners LPCNNX	Brian Robert RichChief Accounting Officer	65	—	—	3,674	—
Nov 14, 2017 AForm 4 →	Nov 16, 12:39 pm EST	CONE Midstream Partners LPCNNX	Raymond T BetlerDirector	23	—	—	1,285	—
Nov 14, 2017 MForm 4 →	Nov 16, 12:40 pm EST	OSHKOSH CORPOSK	R Scott GrennierSenior VP and Treasurer	2,883	—	—	2,884	—
Nov 14, 2017 AForm 4 →	Nov 16, 12:41 pm EST	CONE Midstream Partners LPCNNX	John Earl JacksonDirector	62	—	—	3,497	—
Nov 15, 2017 MForm 4 →	Nov 16, 12:44 pm EST	MODINE MANUFACTURING COMOD	Thomas Andrew BurkePresident and CEO, Director	7,500	—	—	0	—
Sep 11, 2017 AForm 4 →	Nov 16, 12:48 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	William Jasper WilsonController	1,845	—	—	2,445	—	late
Nov 15, 2017 MForm 4 →	Nov 16, 1:45 pm EST	ORACLE CORPORCL	Hector Garcia-MolinaDirector	3,750	—	—	11,250	—
Nov 14, 2017 PForm 4 →	Nov 16, 1:45 pm EST	LEAP THERAPEUTICS, INC.LPTX	Augustine LawlorChief Operating Officer, 10% Owner	1,057,769	—	—	1,057,769	—
Nov 14, 2017 PForm 4 →	Nov 16, 1:45 pm EST	LEAP THERAPEUTICS, INC.LPTX	Christopher MirabelliCEO, President, COB, Director, 10% Owner	1,057,769	—	—	1,057,769	—
Nov 14, 2017 PForm 4 →	Nov 16, 1:45 pm EST	LEAP THERAPEUTICS, INC.LPTX	HealthCare Ventures IX, L.P. +210% Owner	1,057,769	—	—	1,057,769	—
Nov 14, 2017 PForm 4 →	Nov 16, 1:45 pm EST	LEAP THERAPEUTICS, INC.LPTX	Douglas E OnsiCFO, GC, Treasurer & Secretary, 10% Owner	1,057,769	—	—	1,057,769	—
Nov 8, 2017 MForm 4 →	Nov 16, 1:55 pm EST	X Rail Entertainment, Inc.XREE	Gilbert H Lamphere10% Owner	—	—	—	40,084,722	—	late
Nov 15, 2017 MForm 4 →	Nov 16, 2:13 pm EST	TransDigm Group INCTDG	Raymond F LaubenthalDirector	6,000	—	—	125,000	—
Nov 15, 2017 XForm 4 →	Nov 16, 2:29 pm EST	ARTESIAN RESOURCES CORPARTNA	Kenneth R BiedermanDirector	2,000	—	—	0	—
Nov 15, 2017 XForm 4 →	Nov 16, 2:39 pm EST	LGL GROUP INCLGL	Mario J Gabelli10% Owner	1,388,451	—	—	0	—	amended
Nov 16, 2017 XForm 4 →	Nov 16, 2:44 pm EST	Mirati Therapeutics, Inc.MRTX	venBio Select Advisor LLC +110% Owner	37,500	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 16, 3:10 pm EST	Stock Yards Bancorp, Inc.SYBT	Kathy C ThompsonSr. Executive Vice President, Director	10,000	—	—	0	—
Nov 14, 2017 CForm 4 →	Nov 16, 3:13 pm EST	HOULIHAN LOKEY, INC.HLI	Scott Joseph AdelsonCO-PRESIDENT, Director	7,500	—	—	0	—
Nov 14, 2017 MForm 4 →	Nov 16, 3:41 pm EST	HORACE MANN EDUCATORS CORP /DE/HMN	Matthew P. SharpeExecutive Vice President	14,976	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.