SEC Form 4 · accession 0001659154-17-000081
FEDERAL SIGNAL CORP /DE/ · FSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Goodwin
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 5:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000277509
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2017 | M | 50,000 | $11.84 | A | 171,697 | D | |
| Common StockF1,F2 | Nov 14, 2017 | F | 38,768 | $20.92 | D | 132,929 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right-to-buy)F3 | $11.84 | Nov 14, 2017 | M | 50,000 | D | — | Dec 11, 2017 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1This amount represents the total amount of shares withheld to cover payment of the exercise price and applicable tax withholding.
- F2Some shares are subject to restrictions and forfeiture under Company Stock Benefit Plan.
- F3The option was granted on 12/11/2007 and became fully vested and exercisable as of 09/15/2008.