SEC Form 4 · accession 0001214659-17-006779
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew P. Sharpe
Officer — Executive Vice President
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | M | 14,976 | $17.32 | A | 68,702 | D | |
| Common StockF2,F3 | Nov 14, 2017 | F | 5,688 | $45.60 | D | 63,014 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $17.32 | Nov 14, 2017 | M | 14,976 | D | Mar 7, 2016 | Mar 7, 2019 | Common Stock | 14,976 | 0 | D |
Explanation of responses
- F1Represents 45,325.671 vested restricted stock units and 23,376 shares of Common Stock.
- F2Disposition of pre-owned shares to satisfy exercise pursuant to the 2010 Comprehensive Executive Compensation Plan as amended and restated.
- F3Represents 45,325.671 vested restricted stock units and 17,688 shares of Common Stock.
- F4There are no further options of this class.