SEC Form 4 · accession 0001209191-17-061009
Builders FirstSource, Inc. · BLDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Chad Crow
Officer — President and COO · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 8:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001316835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 13, 2017 | M | 116,769 | $7.67 | A | 446,248 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 13, 2017 | S | 116,769 | $18.27 | D | 329,479 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 13, 2017 | S | 2,960 | $18.17 | D | 326,519 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 14, 2017 | S | 38,655 | $18.16 | D | 287,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4,F5 | $7.67 | Nov 13, 2017 | M | 116,769 | D | — | Feb 11, 2024 | Common Stock | 116,769 | 38,923 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $17.95 to $18.63 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- F2This transaction was executed in multiple trades at prices ranging from $18.15 to $18.26 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- F3This transaction was executed in multiple trades at prices ranging from $17.83 to $18.42 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- F4Award issued under the Company's 2007 Incentive Plan, as amended and restated on January 14, 2010.
- F5The option was granted on February 11, 2014 and vests in 25% increments on each of February 11, 2015-2018.